EFTA Document EFTA01447675

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Dept. of Justice

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sd-10-EFTA01447675

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<Client> buys European USD Call on USD/JPY Strike: 103 Notional: USD 10,000,000 Expiry: Thu 13-Aug-2015 (1y) Settlement: Mon 17-Aug-2015 ZoneCut: NY Premium: USD 278,000 Premium Date: Fri 15-Aug-2014 Leg 2: One Touch <Client> sells One Touch on USD/JPY payout Barrier: 100 Payout: USD 150,000 Payout Ccy: <PayCurrency> Postpone Rebate: <PostponeRebate YIN> Expiry: Thu 13-Aug-2015 (1y) Settlement: Mon 17-Aug-2015 ZoneCut: NY Premium: USD -110,000 Premium Date: Fri 15-Aug-2014 Leg 3: One Touch <Client> sells One Touch on USD/JPY payout Barrier: 99 Payout: USD 150,000 Payout Ccy: <PayCurrency> Postpone Rebate: <PostponeRebate Y/N> Expiry: Thu 13-Aug-2015 (1y) Settlement: Mon 17-Aug-2015 ZoneCut: NY Premium: USD -95,000 Premium Date: Fri 15-Aug-2014 Leg 4: One Touch <Client> sells One Touch on USD/JPY payout Barrier: 98 Payout: USD 150,000 Payout Ccy: <PayCurrency> Postpone Rebate: <PostponeRebate Y/N> Expiry: Thu 13-Aug-2015 (1y) Settlement: Mon 17-Aug-2015 ZoneCut: NY Premium: USD -73,000 Premium Date: Fri 15-Aug-2014 EURUSD Interday Chart CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 102376 CONFIDENTIAL SDNY_GM_00248560 EFTA01447675

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