EFTA Document EFTA01448436

ram W-9 Par December 201 I) Department of the Treasury Internal Revenue Samos Request for Taxpayer Identification Number and Certification Give Form to the requester. Do not send to the IRS. ce g C a 2 1 1 .1 : cr. , E ci . 6 on Name (es shown on your rcome tax 'roan. Southern Trus Company, Inc. Buiness nanadisregarded enuty name. if different tram above Southern Financial LLC Check IrOgrornate r . U ImlindueVeole D Limited &ability ,.._, Li Other (See hstrucbcas)h box for Iedreal tax classitIcadorc Trust/estate e Exam, Payee proprietor 0 C Corporation DSC/No:ration 0 PartnershipEl compay. Enter the tax classification (C=C roPontlion, SmS0aPorattal/Pmftortnarlihkd • ____.—.. Address (numbre. street, and apt. ar stile nod 6100 Red Hook Quarter 83 lisquraters nemsan0 adieu fopeoese City. state, and ZIP code St. Thomas, USVI 00602 list account number(e) here (oafons) • art I Tax • ayer Identification Number (TIN) Enter MN TIN in the appropriate box. The TIN provided must match the name given on the -Name' line to avoid backup withholding. Foe individuals, this Is your weal security number (SSN). However, for a resident alien, sole proprietor, or disregarded entity, see the Ran I instructions on page 3. For other entities. it is your employer identification number (Ells°. If you do not have 8 number, see How to get a TIN on page 3. Note. II the account Is in more than one name. see the earl on page 4 for guidelines on whose number to enter. Part II Certification Segel esetsitynweber Ernployar kW...catkin orbit ■ I ■ ■ PI Under penalties of penury. I certify that: ,. The number shown on this form is my correct taxpayer identification number (or I em waiting for a number to be issued to me), and 2. lam not subject to backup withholding because: (a) I am exempt from backup withholding, or (b) I have not been notified by the Internal Revenue Service (IRS) that I am subject to backup withholding as a result of a failure to report all interest or dividends. or (c) the IRS has notified me that I am no longer subiebt to backup withholding, and 3. I am a U.S. citizen or other U.S. person (defined below). Certification Instructions. You must cross out item 2 above if you have been notified by the IRS that you are currently subject to backup withholding because you have failed to report all interest and dividends on your tax return. For real estate transactions. item 2 does not apply. For mortgage interest paid, acquisition or abandonment-0i secured property. cancellation of debt. contrbutions to an individual retirement arrangement (IRA), and generally, payments other n Ign the certification, but you must provide your correct TIN. See the instructions on page 4. Sign I signatures Here us. Immo. General Instructio Section references are to the noted. Purpose of Form A person who is required to file an information return with the IRS must obtain your correct taxpayer identification number (ITN) to report, for example, income paid to you, real estate transactions, mortgage interest you paid, acquisition or abandonment of secured properly, cancellation of debt, or contributions you made to an IRA. Use Form W-9 only if you area U.S. person (ncluding a resident alien), to provide your correct TIN to the person requesting it (the requester) and, when aPplitable, to: 1. Certify that the TIN you are giving is correct (or you are waiting for a number to be issued). 2. Certify that you are not sti$ect to backup withholding. or 3. Claim exemption from backup withholding if you we a U.S. exempt payee. If applicable, you are also certifying that as a U.S. person, your allocable share of any partnership income from a U.S. trade or business Is not subject to the withholding tax on foreign partners' share of effectively connected income. Dan' 1-2-13 . If a requester gives you a form other than Form irirg to request our TIN, you must use the requester's form if it is substantially similar this Form W-9. Definition of a U.S. person. For federal tax purposes, you are considered a U.S. person 0 you are: • An individual who is a U.S. citizen or U.S. resident alien. • A partnership, corporation, company, or association created or organized in the United States or under the laws of the United States, • An estate (other than a foreign estate), or • A domestic trust (as defined in Regulations section 301.7701-7). Special rules for partnerships. Partnerships that conduct a trade or business In the United States are generally required to pay a withholding tax on any foreign partners' share of income from such business. Further, In certain cases where a Form W-9 has not been received, a partnership Is required to presume that a partner is a foreign person, and pay the withholding tax. Therefore, if you are a U.S. person that is a partner in a partnership conducting a trade or business In the United States, provide Form W-9 to the partnership to establish your U.S. status and avoid withholding on your share of partnership income. Cat. No.1023ix Form W-9 (Ftev. t2-2011) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 103459 SONY GM_00249643 EFTA01448436