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sd-10-EFTA01449303Dept. of JusticeOther

EFTA Document EFTA01449303

Thank you very much for your time. I look forward to working with you. Laurie On Mon, Sep 16, 2013 at 12:42 PM, Tazia Smith O> wrote: Classification: Confidential Hi Laurie - Yes, 2:30 should work, 2:45 would be even better (I've got a 2pm that should run 30min). Or feel free to call me anytime now until 2pm. Kind Regards. Tazia Tazia Smith Director I Key Client Partners - US Deutsche Bank Secunties Inc Deutsche Asset & Wealth Management 345 Park Avenue, 26th Floor New York, NY 1015

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Dept. of Justice
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sd-10-EFTA01449303
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Thank you very much for your time. I look forward to working with you. Laurie On Mon, Sep 16, 2013 at 12:42 PM, Tazia Smith O> wrote: Classification: Confidential Hi Laurie - Yes, 2:30 should work, 2:45 would be even better (I've got a 2pm that should run 30min). Or feel free to call me anytime now until 2pm. Kind Regards. Tazia Tazia Smith Director I Key Client Partners - US Deutsche Bank Secunties Inc Deutsche Asset & Wealth Management 345 Park Avenue, 26th Floor New York, NY 1015

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Text extracted via OCR from the original document. May contain errors from the scanning process.
Thank you very much for your time. I look forward to working with you. Laurie On Mon, Sep 16, 2013 at 12:42 PM, Tazia Smith O> wrote: Classification: Confidential Hi Laurie - Yes, 2:30 should work, 2:45 would be even better (I've got a 2pm that should run 30min). Or feel free to call me anytime now until 2pm. Kind Regards. Tazia Tazia Smith Director I Key Client Partners - US Deutsche Bank Secunties Inc Deutsche Asset & Wealth Management 345 Park Avenue, 26th Floor New York, NY 10154 Tel +1 (212) 454-28-89 Fax +1 (646) 257-3131 Mobile +1 (917) 327-4107 Email tazia smithAdb tom Pe.gsitin.ftr Petition. From Latrie Cameron To. Tazia Smith/dbidbconeDBAMERICAS, Date. 09(16/201312:15 PM Subject: STC Hi Tazia, I hope that you are well. I would like to schedule a time to discuss dealing and your option trading system when you have a minute, please. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0104649 CONFIDENTIAL SONY GM_00250833 EFTA01449303

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FaxFax +1 (646) 257-3131
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Phone+1 (646) 257-3131
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Subject: Re: Jeffrey - latest prices with suggested sizes - Nav [I] From: Tazia Smith a> Date: Mon, 21 A r 2014 14:59:22 -0400 To: Nav Gupta Cc: Paul Morris Vinit Sahni Classification: For internal use only great - i agree with (2). can you highlight to him? he won't want to hear it from me, just you! (Embedded image moved to file: pic30655.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York,

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Subject: Ruble + Mornin Commentary [C] From: Tazia Smith Date: Fri, 14 Mar 2014 09:46:04 -0400 To: Cc: Paul Morris Vahe Stepanian Classification: Confidential Good Morning Rich - I wanted to highlight Jim Reid (DB Global Chief Credit Strategist) "Early Morning Reid." It's a good, consolidated daily summary. Some days, it's good, other days it's excellent. Always worth the 5/10min and I thought it would be of interest as it relates to a lot of Jeffrey's positioning. Here in particular

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Subject: Marinas Tracker [I] From: Tazia Smith < IMI > Date: Wed, 03 Dec 2014 11:35:21 -0500 To: Paul Morris David Mann Cc: Matt Glassman Classification: For internal use only Paul — As discussed, just for your convenience. Here's the list that's working. Noam and Zaro rejected. All — except Jeffrey will receive invite to the call. David — Know you're working a list as well. Feel free to add. Hope Miami's great, see you at Basel. Cheers, TDS DZIALGA Kirsten Dzialga Morris NY te

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Subject: Re: USD/MXN Follow-U From: Vahe Stepanian < Date: Wed, 26 Feb 2014 16:36:00 -0500 To: Cc: Paul Morris < >, Classification: Confidential Harry - further (per our conversation), the spot trades were executed as follows: 1) 1/14: Bought MXN 39,253,441.02 @ 13.0975 (USD $2,997,017.83) 2) 1/27: Sold MXN 38,199,653.10 @ 13.4415 (USD $2,841,918.91) These were executed at the same time as the buy/sell of the Mex bonds Hope this helps. Vahe From: Vahe Stepanian/db/dbcom To: Cc:

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Subject: Re: Jeffrey - latest prices with suggested sizes - Nav [I] From: Tazia Smith <I MM> Date: Mon, 21 A r 2014 14:33:49 -0400 To: Nav Gupta Cc: Paul Morris Classification: For internal use only Nav - thoughts on his 102.50 strike USDcJPYp that matures 5/1...-46k left of value (down —143k). Maintain short yen view (this was his, he thought it was going to 110 within the time frame). Do you roll it here and save what's left in the premium? (Embedded image moved to file: pic23746.gi

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Subject: Re: Jeffrey - latest prices with suggested sizes - Nav [I] From: Tazia Smith a> Date: Mon, 21 A r 2014 15:03:44 -0400 To: Nav Gupta Cc: Paul Morris Vinit Sahni Classification: For internal use only thx ;) (Embedded image moved to file: pic01279.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. +1(212)454-2889 Fax +1(646 Mobile +1 Email (Embedded image moved to file

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