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sd-10-EFTA01449394Dept. of JusticeOther

EFTA Document EFTA01449394

From: Troy-D Williams Sent: 9/17/2013 3:51:54 PM To: Tazia Smith CC: Caroline Kitidis ( ; Kevin Quinn Subject: Re: KCP Onboarding - Southern Financial/Southern Trust (Epstein) Attachments: pic24930.gif; pic22539.gif; pic21734.gif Classification: For internal use only Sure, please send a calendar invite. Regards Troy D Williams Credit Risk Management Deutsche Asset & Wealth Management Tel: ; Paul Morris From: Tazia smith/db/dbcom To: Troy-0 wi 11 i ams/db/1 , Cc: Paul mo

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Dept. of Justice
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sd-10-EFTA01449394
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From: Troy-D Williams Sent: 9/17/2013 3:51:54 PM To: Tazia Smith CC: Caroline Kitidis ( ; Kevin Quinn Subject: Re: KCP Onboarding - Southern Financial/Southern Trust (Epstein) Attachments: pic24930.gif; pic22539.gif; pic21734.gif Classification: For internal use only Sure, please send a calendar invite. Regards Troy D Williams Credit Risk Management Deutsche Asset & Wealth Management Tel: ; Paul Morris From: Tazia smith/db/dbcom To: Troy-0 wi 11 i ams/db/1 , Cc: Paul mo

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Troy-D Williams Sent: 9/17/2013 3:51:54 PM To: Tazia Smith CC: Caroline Kitidis ( ; Kevin Quinn Subject: Re: KCP Onboarding - Southern Financial/Southern Trust (Epstein) Attachments: pic24930.gif; pic22539.gif; pic21734.gif Classification: For internal use only Sure, please send a calendar invite. Regards Troy D Williams Credit Risk Management Deutsche Asset & Wealth Management Tel: ; Paul Morris From: Tazia smith/db/dbcom To: Troy-0 wi 11 i ams/db/1 , Cc: Paul morris, Kevin cluinn/db/ Caroline Ki tidi s/db Date: 09/17/2013 11:00 AM subject: KCP onboarding - southern Financial/southern Trust (Epstein) (i] Classification: For internal use only Troy - southern Financial/southern Trust (Epstein) is a new, significant, active relationship that we are on-boarding to KCP. Once we obtain the information for the ISDA template (per below), can we please have a brief meeting among all of us on this email to discuss the relationship (like we did for Grassie, Cindy's client) to ensure that we are all on the same page from a credit and timing perspective? Thank You, Tazia (Embedded image moved to file: pic24930.gif) Tazia smith Director I Key client Partners - us Deutsche Bank securities Inc Deutsche Asset & wealth Management 345 Park Avenue, 26th FloorT New York. NY 10154 (Embedded image moved to file: pic22539.gif) Forwarded by Tazia smith/db/dbcom on 09/17/2013 10:56 AM CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 104790 CONFIDENTIAL SDNY_GM_00250974 EFTA01449394

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