EFTA Document EFTA01449444

Account Transfer Form I. RECEIVING FIRM INFORMATION (Only one per form) RECEIVING FIRM CLEARING NUMBER 0443 ACCOUNT NUMBER SOCIAL SECURITY NUMBER SECONDARY SOCIAL SECURITY NUMBER. T 1- ACCOUNT TYPE: (Enter the two character code) C O or TAXPAYER IDENTIFICATION ,- NUMBER: or TAXPAYER IDENTIFICATION NUMBER: Nonretiremeni: SN—ISingiel —Womb TR —(Trustl CT —Manumit.) CO—(Corporate) CU—(Custodian) ES —(Estate) BC- (Bank Custody) AG —(Agency) Retirement: IR — (Traditional IRA( RI—(Roth IRA) DR —(Direct Rollover) BI—(Beneficiary) BR —(Beneficiary Roth IRA) 4K —(40Ik) El—(Education Savings Account) SI —(SIMPLE IRA) OP —(Qualihed Plan) 4B—(403b) 7B—(457 Plan) HS—(Health Savings Account) 5P-(525 Plan) OT — tOther) Other: 1..1J 1 II. DELIVERING ACCOUNT INFORMATION CLEARING NUMBER: ACCOUNT NUMBER FIRM NAME: JP Morgan DELIVERING FIRM CONTACT INFORMATION (MANDATORY WHEN CLEARING NUMBER IS NOT PROVIDED) CONTACT NAME' ACCOUNT TITLE. (As it appears on your statement) FIRM ADDRESS. (No PO Boa) — — — CITY' STATE: TELEPHONE NUMBER: NOTE It statement is necessary to process this form. Southern Financial, lir ZIP: III. TRANSFER TYPE (Choose only on,?: A. ACCOUNT TRANSFER 0 FULL (Check one below) 0 TRANSFER ALL ASSETS IN )3ND (Skip to Section VI) O LIQUIDATE ALL ASSETS LIST ED IN SECTION IV (Liquidations are not lor brokerage acoounts) 0 TRANSFER AU. ASSETS IN KIND EXCEPT FOR THE ASSETS USTED IN SECTION N. WHICH REQUIRE LIQUIDATION 0 PARTIAL (Complete Section M B. DRS/DRIP U FULL (Check one below) 0 SELL FRACTIONS AND CLOSE ACCOUNT O TRANSFER ALL FULL SHARES ONLY O PARTIAL (List assets in Section N) NOTE: For transfer agents. electronically send positions or issue a certificate for whole shares and redeem tractional shares. C. DIRECT MUTUAL FUND LI TRANSFER MUTUAL FUNDS FROM THE ACCOUNT HELD DIRECTLY AT THE FUND COMPANY 'See list in Section IV for exact instructions) NOTE: Only one fund family per form. D. BANK RETIREMENT PLAN ACCOUNTS (Select only one) O UOUIDATE IMMEDIATELY AND TRANSFER CASH I am aware of and acknowledge any penalty I will incur from an earty withdrawal. O UOUIDATE AT MATURITY AND TRANSFER CASH Specify maturity date 'submit two to three weeks before maturity date). NOTE: Liquidations involving bank CDs. checking accounts. or savings accounts can only be processed from retirement accounts. SIGNATURE SIGNATURE DATE DATE RPD-I50 ACAT CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL SDNY_GM_00251059 0.9-PWM-0697 00,30) [Woe 2 013 DB-SDNY-0104875 EFTA01449444