EFTA Document EFTA01449556

For the Period 8/1/13 to 8/31/13 Account Summary Account Beginning Net Ending Net Change Start on Client News Number Market Value Market Value In Value Page A discrepancy was discovered in the display of certain Investment Account(%) SOUTHERN FINANCIAL. LLC 71,112,935.51 70,977,092.83 (135,842.68) 4 SOUTHERN FINANCIAL LLC 314.640.75 314,640/5 0.00 52 Total Value 371,427,576.26 $71291,733.68 ($135,842.68) This account summary Is provided for informational purposes and includes assets at different entities. (1) Assets held at JPMorgan Chase Bank. N.A., member Federal Deposit Insurance Corporation ("FDIC"). except for exchange- listed options, which are held at JPMorgan Clearing Corporation ("JPMCC). The Asset Account Statement reflects brokerage transactions executed through J.P. Morgan Securities LLC CJPMS"). see "Portfolio Activity Detair. Equity securities. fixed income securities, and listed options transactions are generally cleared through JPMCC, a wholly owned subsidiary of JPMS. Please see 'Additional Information About Your Accounts- at the end of the Asset Account Statement. (2) Assets held in Margin Account at JPMCC, member Financial Regulatory Authority ("FINRA") and Securities Insurance Protection Corporation ("SIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMS. see 'Portfolio Activity Detail". Such transactions are cleared and carried through JPMCC. Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan acoount(s). J. P Morgan pending transactions in the May month•end statement. All trades and positions have been recorded correctly in your account, and this discrepancy does not impact any holdings or market value(s) in your account(s). If you would hke an updated statement for May. please reach out to your J.P. Morgan team. 0000012286. I5 0.15 00001 SOCITHAH 20135904 Consolidated Statement Page 1 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 105006 CONFIDENTIAL SDNY_GM_00251190 EFTA01449556