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sd-10-EFTA01449559Dept. of Justice

EFTA Document EFTA01449559

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3PMorgan Chase Bank, N.A. 270 Park Avenue, New York, NY 10017-21)14 SOUTHERN FINANCIAL, LLC For the Period 8/1/13 to 8/31/B Asset Account IP. Morgan Team Table of Contents Page Justin Nelson Banker Account Summary 2 Paul Barrett Investment Specialist Holdings Janet Young Client Service Team Equity 4 Gina Magliocco Ghent Service Team Alternatrve Assets 10 Jason Grosse Client Service Team Cash & Fixed Income 11 Online access www.jpmorganonline.com Portfolio Activity 2

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Dept. of Justice
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sd-10-EFTA01449559
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