Text extracted via OCR from the original document. May contain errors from the scanning process.
DRAFT
delivered pursuant to section
1471(b) or section 1472(bX1)
of the Internal Revenue Code
of 1986 or to any other
domestic or international law
Or
intergovernmental
agreement which brings such
sections into force in the
Relevant
Jurisdictions,
as
amended,
and
any
other
documentation
reasonably
requested by the other party
as it relates thereto.
forms are prescribed by law to
be supplied and otherwise at
the time or limes reasonably,
requested by the other party,
but in no event before the
form and content of such
forms or other documentation
arc made known by the IRS.
(b)
For the purposes of Section 4(aXii), the other documents to be delivered (which will be covered
by the representation in Section 3(d) of the Agreement if specified) arc:
Party required to deliver
document
Party A and Party B
Party B
Party A and Party B
Party B
Form/Document/
Certificate
Evidence
of
the
authority,
incumbency
and
specimen
signature of each person executing
this
Agreement
or
any
Confirmation,
Credit
Support
Document or other
document
entered into in connection with this
Agreement on its behalf or on
behalf of a Credit Support Provider
or otherwise, as the case may be.
Its
most
recent
Certificate of Formation
and
Operating Agreement.
A copy of the most recent annual
report
containing
consolidated
financial statements of each party
or its Credit Support Provider, if
any,
and
such
other
public
information
respecting
the
condition or operations, financial
or otherwise of such party or its
Credit Support Provider, if any, as
the other party may reasonably
request from time to time.
A copy of (i) the raolution of
the Board of Directors of Party
B approving the entering into
of this Agreement and the
Transactions
contemplated
hereby, (ii) the resolution of
the Board of Directors of Party
B's Credit Support Provider (if
any) approving the delivery to
Party A of the Credit Support
Document and (iii) a copy of
34
Date by which to be
delivered
Upon
or
prior
to
the
execution and delivery• of this
Agreement and, with mcsµa.t
to any Confirmation upon
request by the other party.
As of execution of this
Agreement, or upon any
material change in such
documents.
Promptly after request by the
other party.
Upon
execution of this
Agreement.
Covered by Section
3(d) Representation
Yes
Yes
Yes
Yes
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
SONY GM_00251715
DB-SDNY-0105531
EFTA01450018