EFTA Document EFTA01450723

Bullish China (8.6% GDP Growth) Other - Bullish Equities, favor Tech in the US (See attached file: ARIA - competitor upgrade 12.20.13.pdf) (See attached file: AEGR 11.18.13.pdf) (See attached file: CIE 12 .19.13.pdf) spot ref 1.3700 Leg 1: Call Spread <client> buys call, sells call on EUR/USD in a call spread Strike: 1.37 : 1.43 Notional: EUR 1,000,000 EUR Expiry: Tue 25-Mar-2014 (3m) Settlement: Thu 27-Mar-2014 ZoneCut: NY Premium: USD 20,620:-2,630 (17,990) Premium Date: Fri 27-Dec-2013 Leg 2: Call Spread <client> buys Call, sells Call on EUR/USD in a call spread Strike: 1.37 : 1.45 Notional: EUR 1,000,000 EUR Expiry: wed 25-)un-2014 (6m) Settlement: Fri 27-Jun-2014 ZoneCut: NY Premium: USD 30,780:-5,210 (25,570) Premium Date: Fri 27-Dec-2013 Leg 3: European Option Call <Client> buys European EUR Call on EUR/USD Strike: 1.37 Notional: EUR 1,000,000 Expiry: Tue 25-Mar-2014 (3m) Settlement: Thu 27-Mar-2014 ZoneCut: NY Premium: USD 20,640 Premium Date: Fri 27-Dec-2013 Leg 4: European Option Call <Client> buys European EUR Call on EUR/USD Strike: 1.37 Notional: EUR 1,000,000 Expiry: Wed 25-Jun-2014 Settlement: Fri 27-Jun-2014 ZoneCut: NY Premium: USD 30,800 Premium Date: Fri 27-Dec-2013 Knockout Options Leg 1: Knockout Option Call <Client> buys European EUR Call on EUR/USD with American Knock-Out Strike: 1.37 Notional: EUR 1,000,000 American Knock-Out: 1.35 Expiry: Tue 25-Mar-2014 Settlement: Thu 27-Mar-2014 ZoneCut: NY Premium: uSD 13,890 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0106545 CONFIDENTIAL SDNY_GM_00252729 EFTA01450723