EFTA Document EFTA01450992

it'T • es an • , .77,47W:i.. — "n — ,i21,,:-.1.,APPPROPRIF SOUTHERN FINNIC' Request 182298 i„ As of 28 Dec 13 ,:v. Ankle , . 26 Dee 2013 Page 2 Of 2 Datiache Bet AO SOUTHERN FINANCIAL, LLC FX • Options Settlement Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotArnt 1 1 Not.Amt 2 Not.Ccy 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) SOJTHERN FX OPTION 21-Nov-2013 20-Nov2014 25-Nov-2014 (1,OW.= COI USD FINANCIAL. LLC SOUTHEFtN FXOPTION 2141w-2AS 20-Nob2014 25-Nov-2014 (21.000D0) USD FITIANCIA1.,LLC SOUTHERN FXCPTION 214,4013 20-Nov.2014 25-Nov.2014 121,000W) USD FINANCIAL, LLC SOUTHERN EXOPTION 214404013 20-Nov-2014 25-Nov.2014 421,000 WI USD FINANCIAL. LLC 101,000,000 0 0 0 JPY JPY JPY PY SHORT LONG LONG LONG ELROPEAN ELRCPEAN EUROPEAN EUROPEAN CALL 101.0000 0.0000 0.0000 0.0000 IN 385 Ili 11377 73 1002356 879092 Subtotal: .:9C 192 9 ' ; Statement ID : lalat (30,192.91) The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 107070 SDNY_GM_00253254 EFTA01450992