EFTA Document EFTA01451051

e an SOUTHERN FINANC Request 182298 As of 30 Dec 13 Daubdwo Bolin) SOUTHERN FINANCIAL, LLC FX • Options Settlement Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 NotAmt 2 Not. Ccy 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) SOJTHERN FX OPTION 21-taar-2013 204lov2014 25-Nov-2014 (1.003.0:0.00) USD FINANCIAL. LLC SOUTHERN FXOPTION 21•Nov4Y13 20-Nov-2014 25-Nov-2014 al.0001:01 USD FINANCIAL, LLC SOUTHERN FXOPTION 2144,4013 20-Nov.2014 25-Nov.2014 121,0006qt USD FINANCIAL, LLC SOUTHERN FXOPTION 2144ov.2013 20-Nov-2014 25-Nov.2014 421.00000T USG FINANCIAL. LLC 101.030000 0 0 0 JPY JPY JPY PY SHORT LONG LONG LONG ELROPEAN ELRCKAN EUROPEAN EUROPEAN CALL 101.0003 0.000D 00000 0.0000 :6;t Cs,' CM 1100466 9 686 86 849039 Subtotal: .72 eic± Statement ID : Da (32,862.76) The valuation information set forth in this statement is provided subject to the terms and condibons set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 107192 SDNY_GM_00253376 EFTA01451051