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EFTA Document EFTA01451455EFTA Document EFTA01451457
Case File
sd-10-EFTA01451456Dept. of JusticeOther

EFTA Document EFTA01451456

Notionall -10,000,000 Currency2 CAD Notional2 11,300,000 Strike 1.13 ZoneCut NY: 10:00 hours (Local time in New York) Expi ryDate Thu 17 April 2014 settlementDat Mon 21 April 2014 e Barrier 1.17 FixingReferen SPOT ce Premium 37,950 PremiumTerms USD PremiumDate Tue 21 January 2014 (Embedded image moved to file: pic2S679.gif) Tazia Smith Director I Key Client Partners - US Deutsche Bank Securities Inc Deutsche Asset & Wealth Management (Embedded image moved to file: pic

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Dept. of Justice
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sd-10-EFTA01451456
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Notionall -10,000,000 Currency2 CAD Notional2 11,300,000 Strike 1.13 ZoneCut NY: 10:00 hours (Local time in New York) Expi ryDate Thu 17 April 2014 settlementDat Mon 21 April 2014 e Barrier 1.17 FixingReferen SPOT ce Premium 37,950 PremiumTerms USD PremiumDate Tue 21 January 2014 (Embedded image moved to file: pic2S679.gif) Tazia Smith Director I Key Client Partners - US Deutsche Bank Securities Inc Deutsche Asset & Wealth Management (Embedded image moved to file: pic

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Notionall -10,000,000 Currency2 CAD Notional2 11,300,000 Strike 1.13 ZoneCut NY: 10:00 hours (Local time in New York) Expi ryDate Thu 17 April 2014 settlementDat Mon 21 April 2014 e Barrier 1.17 FixingReferen SPOT ce Premium 37,950 PremiumTerms USD PremiumDate Tue 21 January 2014 (Embedded image moved to file: pic2S679.gif) Tazia Smith Director I Key Client Partners - US Deutsche Bank Securities Inc Deutsche Asset & Wealth Management (Embedded image moved to file: pic09775.gif) From: TO: <[email protected]> Tazia Smith/db/dbcomODBAMERICAS, Date: 01/17/2014 11:48 AM Subject: Re: Trade Idea: Long 3-Month USDCAD KI Call Spread 1.10 with a 1.13 sold call knocking-in only if USDCAD trades to 1.17 [I] Ok Sent from my iPad On Jan 17, 2014, at 12:32 PM, Tazia Smith <[email protected]> wrote: Classification: For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 108071 CONFIDENTIAL SDNY_GM_00254255 EFTA01451456

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