EFTA Document EFTA01451468

e an SOUTHERN FINAN Request 182298 it, As of 17 Jan 14 17 Jan 2014 Page 2 Of 2 Deutsthe Barak AG SOUTHERN FINANCIAL, LLC IIX • OPtions Settlement Not. Ccy Not. Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotArnt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 366364439 SOUTHERN FX OPTION 21-trov.2013 20.11ov.2014 25-Nov-2014 (1.000.00000; USD 101.030.000 JPY SHORT ELROPEAN CALL 101.0003 :fi.i :NI CC! 710423459 EiNANCIAL.LLC 366364435/ SOUTHERN EXOPTION 21.Nor-2313 20-Nov-2014 25-Nov-2014 (21.000.60) USD 0 JPY LONG ELRCPEAN 0.0000 11,665 63 710423461 FINANCIAL, LLC 366364436/ SOUTHERN EXOPTION 2144,4013 20-Nov-2014 25-Nov-2014 121,000CD) USD 0 JPY LONG EUROPEAN 0,0000 9585 49 710423463 FINANCIAL, LLC 36615449 SOUTHERN EX OPTION 21440x2013 20-Nov.2014 25-Nov.2014 121.000 MI USD 0 JPY LONG EUROPEAN 0.0000 8.26318 7104230 FNANCIAL. LLC Subtotal: (24.a 1 :'S; Istlat (24,441.76) Statement ID : 182298_20140117_20140121_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 108087 SDNY_GM_00254271 EFTA01451468