EFTA Document EFTA01451487

e an SOUTHERN FINANC Request 182298 As of 21 Jan 14 21 Jan 2014 Page 2 Of 2 Deutsch* Bank AG SOUTHERN FINANCIAL, LLC FX • Options Settlement Not.Ccy Not. Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 3663644361 SOUTHERN F% OPTION 21-Nov.2013 20-Nov2014 25-Nov-2014 (1.003.003.00) USD 101.030.000 SY SHORT EUROPEAN CALL 101.0003 :FA 28! ?at 710423459 FINANCIAL. LLC 366364435/ SOUTHERN FXOPTION 214.2013 20-Nov-2014 25-Nov-2014 (21.000.80) USD 0 JPY LONG ELRCPEAN 0.000D 11,024 30 710423461 FINANCIAL, LLC 366354436 SOUTHERN FXOPTION 2144w.2013 20-Nov-2014 25-Nov-2014 121600061 USD 0 JPY LONG EUROPEAN 0.0000 9,545.70 710423463 FINANCIAL, LLC 366364436/ SOUTHERN FXOPTION 214W-2013 20-Nov.2014 25-Nov-2014 121.000001 USD 0 JPY LONG EUROPEAN 0.0000 8225.78 710423465 FINANCIAL. tic 377817895f SOUTHERN FXOPTION 17-Jan-2014 17-Apr-2014 21-Apr-2014 (10,000.030.00) USD 11000600.00 CAD SHORT EUROPEAN CALL 1.1000 (147560 11) 737154817 FINANCIAL, LLC 3778178951 SOUTHERN FX OPTION 17-Jan-2014 17.4/.2014 21•Apr•2014 (10,000,000.03) USD 11,300,000.00 CAD SHDRT EUROPEAN CALL 1.1300 49651 43 737154818 FINANCIAL, U.0 Subtotal: (122 27)00: Total' 122.2e0.70. Statement ID : 182298_20140121_20140122_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 108110 SDNY_GM_00254294 EFTA01451487