EFTA Document EFTA01451571

SOF III - 1081 Southern Financial LLC Section 4: DB Private Equity Secondary Opportunities Fund III. LP Exhibit 4: DB Private Equity 1 ,4#:dilettante wile load excreta _asaillaisivaii Peutecivi Bank Ftroso thrieers Okla% ato ne eargEn g r4.7.1 ht-trallms • rqs• 4gla i•rtri minx- •rigirerter 4t.tr-•t it NORTH AMERICA EUROPE ASA Deutsche Asset & Wealth Management Deutsche Asset & Wealth Management ('AWM') is one of the world's leading investment organisations with €944 billion (US$1.245 billion) of invested assets". AWM comprises the former Asset Management and Private Wealth Management Business Divisions as well as the former passive fund management and third-party alternative assets business activities. which were transferred from the Deutsche Bank Corporate Banking and Securities Division to AWM at the end of 2012. Offering a wide range of traditional and alternative investment products, AWM seeks to help private and institutional investors secure and increase their wealth. AWM also offers tailored wealth management products and services to ultra high net worth individuals and families. Deutsche Bank AG" Deutsche Bank is one of the largest banks in the world. It conducts its business through five corporate divisions including AWM. Deutsche Bank benefits from the combination of global reach and local expertise emanating from its presence in 72 countries with 136 nationalities amongst its employees. It is a worldwide leader in the capital markets, with focused expertise in foreign exchange, derivatives and debt capital markets. Deutsche Bank is also a major underwriter of international equity and maintains a substantial mergers and acquisitions practice. Access to Deutsche Bank Resources" Subject to applicable law, Deutsche Bank's intemal policies and procedures and contractual limitations. in the course of conducting business for the Fund, the Secondary Team expects to benefit from Deutsche Bank's institutional strengths. as well as access to other areas of expertise within Deutsche Bank.. 48 As of December 31.2012. Source: db.com. 48 As of December 31,2012. Source db.com. Subpd to applicable regulations, Deutsche Bank's internal policies and procedures aid contractual !thetatons 48 Please see Section 8: Risk Factors and Section 9: Conflicts of Interest for further information on transactions involving the Fund and Deutsche Bank. Please see Section 5: Secondary Opportunities Fund III for further information about the other areas of expertise of Deutsche Bank that may be utilised by the Manager. Confidential Private Placement Memorandum 22 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0108251 CONFIDENTIAL SDNY_GM_00254435 EFTA01451571