EFTA Document EFTA01451787

SOF III - 1081 Southern Financial LLC Annex A to Investor Questionnaire INVESTMENTS For determining whether the Investor is a "qualified purchaser," the term "investments" includes: (I) Securities, other than securities of an issuer that controls, is controlled by, or is under common control with the Investor that owns such securities, unless the issuer of such securities is a -public company," a "financial company" or has more than $50 million in equity, as reflected on such company's f