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EFTA Document EFTA01452053EFTA Document EFTA01452055
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sd-10-EFTA01452054Dept. of JusticeOther

EFTA Document EFTA01452054

S0F III - 1081 Southern Financial LLC Draft-18 December 2013 Secondary Opportunities Fund III, LP AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT Dated 1 20141 THE LIMITED PARTNER INTERESTS (THE "INTERESTS") OF SECONDARY OPPORTUNITIES FUND III, LP HAVE NOT BEEN REGISTERED UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), THE SECURITIES LAWS OF ANY U.S. STATE OR ANY OTHER APPLICABLE SECURITIES LAWS IN RELIANCE UPON EXEMPTIONS FROM THE REGISTRATION RE

Date
Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01452054
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1
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0
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Summary

S0F III - 1081 Southern Financial LLC Draft-18 December 2013 Secondary Opportunities Fund III, LP AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT Dated 1 20141 THE LIMITED PARTNER INTERESTS (THE "INTERESTS") OF SECONDARY OPPORTUNITIES FUND III, LP HAVE NOT BEEN REGISTERED UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), THE SECURITIES LAWS OF ANY U.S. STATE OR ANY OTHER APPLICABLE SECURITIES LAWS IN RELIANCE UPON EXEMPTIONS FROM THE REGISTRATION RE

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Text extracted via OCR from the original document. May contain errors from the scanning process.
S0F III - 1081 Southern Financial LLC Draft-18 December 2013 Secondary Opportunities Fund III, LP AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT Dated 1 20141 THE LIMITED PARTNER INTERESTS (THE "INTERESTS") OF SECONDARY OPPORTUNITIES FUND III, LP HAVE NOT BEEN REGISTERED UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), THE SECURITIES LAWS OF ANY U.S. STATE OR ANY OTHER APPLICABLE SECURITIES LAWS IN RELIANCE UPON EXEMPTIONS FROM THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND SUCH LAWS. INTERESTS MUST BE ACQUIRED FOR INVESTMENT ONLY AND ARE SUBJECT TO SIGNIFICANT RESTRICTIONS ON TRANSFERABILITY. INTERESTS MAY NOT BE OFFERED FOR SALE, PLEDGED, HYPOTHECATED, SOLD, ASSIGNED OR TRANSFERRED AT ANY TIME EXCEPT IN COMPLIANCE WITH THE SECURITIES ACT, ANY APPLICABLE U.S. STATE SECURITIES LAWS AND ANY OTHER APPLICABLE SECURITIES LAWS AND THE TERMS AND CONDITIONS OF THIS PARTNERSHIP AGREEMENT, INCLUDING SECTION 10.1(a) HEREOF. THEREFORE, PURCHASERS OF INTERESTS WILL BE REQUIRED TO BEAR THE RISK OF THEIR INVESTMENT FOR AN INDEFINITE PERIOD OF TIME. 5049-5934v01 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0108938 CONFIDENTIAL SDNY GM_00255120 EFTA01452054

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