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sd-10-EFTA01452614Dept. of Justice

EFTA Document EFTA01452614

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28 January 2014 Brokers, Asset Managers & Exchanges Alternative Asset Manager Initiation Appendix 1 Important Disclosures Additional information available upon request rDisclosui a checklist Company Ticker Recent price' Disclosure The Blackstone Group BX.N 30.52 (USD) 27 Jan 14 1,7,8,17 Apollo Global Management APO.N 31.74 (USD) 27 Jan 14 1,7,8 The Carlyle Group CG.OQ 35.72 (USD) 27 Jan 14 1,2,7,8 KKR & Co. KKR.N 24.00 (USD) 27 Jan 14 1,7,8,14,15,17 Oaktree Capital Gro

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Dept. of Justice
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sd-10-EFTA01452614
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