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sd-10-EFTA01452760Dept. of JusticeOther

EFTA Document EFTA01452760

T e an SOUTHERN FINAN Request 182298 t, As of 27 Feb 14 P7777:5777.7 27 Feb 2014 Pape 2 O(2 O•utedle Bork AO SOUTHERN FINANCIAL. LW Settlement NotCcy NotCcy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style Putt Call Strike Price MTM(USD) 3663644D5r SOUTHERN FxEurral 21-Nor-2013 20.Nov.2014 25-tlov-2014 (1,000.000.00) USD 101,000,000 JPY SHORT EUROPEAN CALL 101 0003 (3829662) 710423459 3663

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Dept. of Justice
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sd-10-EFTA01452760
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Summary

T e an SOUTHERN FINAN Request 182298 t, As of 27 Feb 14 P7777:5777.7 27 Feb 2014 Pape 2 O(2 O•utedle Bork AO SOUTHERN FINANCIAL. LW Settlement NotCcy NotCcy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style Putt Call Strike Price MTM(USD) 3663644D5r SOUTHERN FxEurral 21-Nor-2013 20.Nov.2014 25-tlov-2014 (1,000.000.00) USD 101,000,000 JPY SHORT EUROPEAN CALL 101 0003 (3829662) 710423459 3663

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T e an SOUTHERN FINAN Request 182298 t, As of 27 Feb 14 P7777:5777.7 27 Feb 2014 Pape 2 O(2 O•utedle Bork AO SOUTHERN FINANCIAL. LW Settlement NotCcy NotCcy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style Putt Call Strike Price MTM(USD) 3663644D5r SOUTHERN FxEurral 21-Nor-2013 20.Nov.2014 25-tlov-2014 (1,000.000.00) USD 101,000,000 JPY SHORT EUROPEAN CALL 101 0003 (3829662) 710423459 3663644361 710423461 366364436l 710423463 3663644361 710423465 FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC FXOneBarOneT ouchOpl FXOne8arOneT ouchOpl FXOnel3mOneT ouchOpl 21-Nov-2013 21-No/.2013 21-No,-2013 20-Nov-2014 26Nov.2014 20-Nov-2014 25-Nov-2014 25-Nov-2014 25-Nov-2014 (21.00060) (21.0)0 00) (21.000 Cel USD USD USD 0 0 0 JPY JPY JPY LONG LONG LONG EUROPEAN EUROPEAN EUROPEAN 0.0000 0.0000 0.0000 1427281 12.346 44 10,593 69 377817895r SOUTHERN FxEuroOpl 17-Jan-2014 17.A4x.2014 21.A4x-2014 (10.000.003 OD) USD 11,000,000 .00 CAD SHORT EUROPEAN CALL 1.1000 (+.80.192 64) 737154817 FINANCIAL. LLC 3778178W SOUTHERN FXOneBarEuro 17-lan.2014 17-Apr-2014 21-Apr-2014 (10.CCO.00O OD) USD 11.300,000 00 CAD SHORT EUROPEAN CALL 1 .13C0 29.779 76 737154818 FINANCIAL, LLC CPI 381388504/ SOUTHERN FkuroOpl 31-Jan-2014 01-May-2014 07-May-2014 t 10.0:0.320.0.1) USD 1.025600,000 SY SHORT EUROPEAN CALI. 1025000 024.74251! 745230311 FINANCIAL. LLC Subtotal: 1282 239 23] Tow: (282,239.28) Statement ID : The valuation Information set forth in this statement is prowled subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 109981 SDNY_GM_00256165 EFTA01452760

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GPS0.0000 0.0000
Phone(3829662
Phone3663644361
Phone5230311
Phone7154817
Phone7154818

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