EFTA Document EFTA01452813

rig" e an SOUTHERN FINAN Request 182298 t, As of 03 Mar 14 ri.77-73:77-nmermin co me 2014 Pap 2 Of 2 Deutsch* Berk AO SOUTHERN FINANCIAL. LW Settlement NotCcy NotCcy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style Putt Call Strike Price MTM(USD) 366364436/ SOUTHERN FxEurcepl 21-Nov-2013 20Nov.2014 25-Nov-2014 (1.0120003 00) USD 101.030.000 FY SHORT ELRCPEAN CALL 1010000 : '35 236 1,...b 710423459 FiNANCIAL. LLC 366364436/ SOUTHF_RN FXOneBarOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000.00) USD 0 JPY LONG EUROPEAN 0.0000 15.65025 710423461 FINANCIAL. LLC owhOpl 366364436l SOUTHERN FXOnef3arOneT 21-Nor.2013 20Nov.2014 25-Nov-2014 (21,MO 00) USD 0 JPY LONG EUROPEAN 0.0000 13.637 59 710423463 FiNANCIAL. LLC ouchOpl 366364436/ SOUTHERN FXOneemOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 (21.000 Cel USD 0 Fr LONG ElRCPEAN 0.0000 11,778 58 710423465 F INANCIAL • U-C ouchOpl 377817895/ SOUTHERN FxEuroOpl 17-Jan-2014 17A4x.2014 21A4x-2014 (10,000000 00) USD town CO CAD SHORT El-RCPEAN CALL 1.1000 (140.581 20) 737154817 FINANCIAL. LLC 3778178W SOUTHERN FXOneBarEuro 17-Jan-2014 17-Apr-2014 21-Apr-2014 00020.D:00D; USD 11.300,000 00 CAD SHORT ELRCPEAN CALL 1 .13C0 16.131 04 737154818 F INANCIAL, LLC OPl 381388504/ SOUTHERN FkutoOpl 31-Jan-2014 01-May-2014 07-May-2014 t10.0:0.020.0.1; USD 1.025.000,000 ..PY SHORT EUROPEAN CALL 1025003 l l 1.0 "4'8 % 745230:111 FINANCIAL, LLC Subtotal: (21925 186) 1.4.101; (219.280.86) Statement ID: 1822,98_20140303201403041 The valuation Information set forth in this statement is prowled subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0110083 PROT1 PROT0