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sd-10-EFTA01452909Dept. of JusticeOther

EFTA Document EFTA01452909

To: J <[email protected]>810EUBAINT, Cc: harrybelle , Paul Morris, Vinit Sahni , Nav Gupta , vahe Stepanian Date 01/17/2014 12:05 PM Subj Trade Report 1/17/14 [I] ect: classification: For internal use only Jeffrey - Today you bought a USDCAD 1.10/1.13, 1.17 knock-in call spread at 1.1% on SlOmm USD notional ($109,995 premium paid). complete details below. speak with you soon, Tazia TradeType EUR CP Call BuySell Client Buys Currencyl USD Notionall 10,000,000 Currency2

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sd-10-EFTA01452909
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To: J <[email protected]>810EUBAINT, Cc: harrybelle , Paul Morris, Vinit Sahni , Nav Gupta , vahe Stepanian Date 01/17/2014 12:05 PM Subj Trade Report 1/17/14 [I] ect: classification: For internal use only Jeffrey - Today you bought a USDCAD 1.10/1.13, 1.17 knock-in call spread at 1.1% on SlOmm USD notional ($109,995 premium paid). complete details below. speak with you soon, Tazia TradeType EUR CP Call BuySell Client Buys Currencyl USD Notionall 10,000,000 Currency2

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To: J <[email protected]>810EUBAINT, Cc: harrybelle , Paul Morris, Vinit Sahni , Nav Gupta , vahe Stepanian Date 01/17/2014 12:05 PM Subj Trade Report 1/17/14 [I] ect: classification: For internal use only Jeffrey - Today you bought a USDCAD 1.10/1.13, 1.17 knock-in call spread at 1.1% on SlOmm USD notional ($109,995 premium paid). complete details below. speak with you soon, Tazia TradeType EUR CP Call BuySell Client Buys Currencyl USD Notionall 10,000,000 Currency2 CAD Notional2 -11,000,000 Strike 1.1 ZoneCut NY: 10:00 hours (Local time in New York) Expi ryDate Thu 17 April 2014 SettlementDate Mon 21 April 2014 FixingReference SPOT Premium 147,945 PremiumTerms USD PremiumDate Tue 21 January 2014 DatabaselD 737154817 TradeType RKI BuySell Client Sells Currencyl USD CP Call CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 110225 CONFIDENTIAL SDNY_GM_00256409 EFTA01452909

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Sent from my iPhone On )un 4, 2014, at 11:23 AM, Paul Morris rote: Classification: Confidential Lesley, I'm traveling so may be better for a few of us to call him or do a dial in? From: Lesley Groff Sent: 06/04/2014 10: iAsi Ah To: Paul Morris Cc: Tazia Smith; vinit Sahni; Nav Gupta ; vahe Stepanian Subject: Re: Call with je tomorrow [C] Jeffrey says ok to a 1pm NY time phone call with you all today. can he call you, Paul, at 1pm and you have everyone on the line ready to go? Sent

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Classification: For internal use only hi, i see this is still going to Harry Beller, should he be on this? Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 office: Cell: Forwarded by Paul morris/db/dbcom on 10/14/2014 09:40 AM From: valuations system/db/dbcora0DBAPAc TO: Amanda Kirby , Daniel Sabba/ Joseph cothron , Paul morris/ , Tazia Smit vahe Stepanian Date: 10/13/2014 06:28 PM Subject: Valuation Statement for SOU

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