EFTA Document EFTA01453726

13Ape 2014 Page 2 Of 3 Deubdie BaricA0 SOUTHERN FINANCIAL, LLC FX • Options Settlement Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotArnt 1 1 Not.Ccy Not.Amt 2 2 Long/ Short Opbon Style Put/ Call Strike Price MTM(USD) SOJTHERN Fi£uroCcol 21-Nov-2013 20-Nov.2014 25-Nov.2014 (1.00000900) USD FINANCIAL, LLC SOUTHERN EXOneBarOneT 2144e,e2013 20-Nov-2014 25-Nov-2014 91.00300) USD MANUAL, LLC ou:hCp1 SOUTHERN EXOneBarOneT 21•NN-2013 20-Nov•2014 25-Nov.2014 (21,0C(1 001 USD FINANCIAL, LLC outhOpl SOUTHERN EXOneRstOneT 21-No/-2013 20-Nov•2014 25-Nov-2014 421.000 00) USD FINANCIAL. LLC oudhOpt SOUTHERN FtEuroOpt 31•Jen-2014 01-May-2014 07-May-2014 OOP:0.000.03J USD FINANCIAL, LLC SCUTHERN FXDI tatCpt 13-IA3r-2014 14-Apr-2014 15-Apr-2014 (1.030.CCO 00) USD FNANCIAL. LLC 101.030.000 0 [repeated 3 times] 1.025900.000 ?Y PY JPY JPY FY SHORT LOW LONG LOW SHORT SHORT ELRCPEAN [repeated 6 times] CALL [repeated 3 times] 101 0000 0.0000 0.0000 0.0030 102.5000 375060 :hr.-Er 70i 14.01724 11.746 45 9.74174 (34,56263) 0.00 Subtotal. :7:: 375 40: Commodttlee • Dedvatives Long/ Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Ccy Not.Amt 1 1 Stnke Price MTM(USD) SOUTHERN FINANCIAL. Commodity 13-Mar.2014 15-tilay-2014 22 May 2014 LONG LLC Dermative EUROPEAN WTI 100.00D 00 USD ;*?•&?.:: 47! Subtotal Commodejes - Base Metal Derivatives Long/ Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 Not.Ccy 1 Quantity Unit Price Per Unit Strike Price MTM(USD) SOUP-ERN Ccomodly0pEu 03lic•21:14 Co-Dec-A)14 LE,Dec-NI4 SH EUROPEAN FINANCIAL. LLC ro BaseMelal Statement ID: 182298_20140411_201404141 CALL CU 0 7 coa COOD The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 111514 PROT1 PROT0