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EFTA Document EFTA01453726EFTA Document EFTA01453728
Case File
sd-10-EFTA01453727Dept. of JusticeOther

EFTA Document EFTA01453727

13* 2014 Page 3 Of 3 - "S SISSY Deutsche Sank AG SOUTHERN FINANCIAL, LLC Commodities - Base Metal Derivatives Long/ Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Rut/ Call Ref. Entity Not. Amt 1 Not Ccy 1 Quantity Unit Price Per Unit Strike Pnce MTMWSD) Subtotal Statement ID : 182298_20140411_20140414_1 Total: (654,091.57) The valuation information set forth in this statement is provided subject to the terms and conditi

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Dept. of Justice
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sd-10-EFTA01453727
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13* 2014 Page 3 Of 3 - "S SISSY Deutsche Sank AG SOUTHERN FINANCIAL, LLC Commodities - Base Metal Derivatives Long/ Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Rut/ Call Ref. Entity Not. Amt 1 Not Ccy 1 Quantity Unit Price Per Unit Strike Pnce MTMWSD) Subtotal Statement ID : 182298_20140411_20140414_1 Total: (654,091.57) The valuation information set forth in this statement is provided subject to the terms and conditi

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
13* 2014 Page 3 Of 3 - "S SISSY Deutsche Sank AG SOUTHERN FINANCIAL, LLC Commodities - Base Metal Derivatives Long/ Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Rut/ Call Ref. Entity Not. Amt 1 Not Ccy 1 Quantity Unit Price Per Unit Strike Pnce MTMWSD) Subtotal Statement ID : 182298_20140411_20140414_1 Total: (654,091.57) The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 111515 SDNY_GM_00257699 EFTA01453727

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