EFTA Document EFTA01454008

sign/date pg. 3 -After Hours - Please sign the last page of the document -Email Waiver Letter - Please Sign the Client Section -IPO Form - Please check applicable boxes in Sections A + B, and sign/date top of pg. 2 -Prime Brokerage Agreement (See attached file: FX Agency Direction Letter.pdf)(See attached file: Options Account Agreement.pdf)(See attached file: Structured Products New Agreement and Approval Form.pdf)(See attached file: After Hours Authorization Letter.pdf)(See attached file: Email waiver_Letter.pdf)(See attached file: Rule 5131 IPO Form.pdf)(See attached file: Prime Brokerage Agreement.pdf)(see attached file: uncovered Options writing.pdf) Kind Regards, Jay Lipman (Embedded image moved to file: pic17979.gif) Jay Lipman Analyst I Key Client Partners DB Securities Inc Deutsche Asset & wealth Management New York, NY, USA From: Tazia Smith/db/dbcom To: Jay Lipman/db/dbcom@DBAMERICAS, Date: 02/03/2014 10:01 PM Subject: Re: New Capital Markets Flow Client - Onboarding Package [I] classification: For internal use only Let's revisit our checklist? Get Joerg and all back involved? (Embedded image moved to file: pic14736.gif) Tazia Smith Director I Key Client Partners - US Deutsche Bank Securities Inc Deutsche Asset & wealth Management 345 Park Avenue, 26th Floor New York. NY 10154 (Embedded image moved to file: pic20453.gif) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0111901 CONFIDENTIAL SDNY_GM_00258085 EFTA01454008