EFTA Document EFTA01454009

From: Jay Lipman.... To: Kevin Quinn/ Cc: david.manIIIIIIII mathew.negu Tazia Smith Date: 01/25/2014 03:59 PM subject: Re: New capital Markets Flow client - onboarding Package [I] classification: For internal use only Hi Kevin, I agree that we should put together on-boarding packets for each type of client, I will take ownership of these and work on putting them together. With regards to client set up for capital Markets trading, thus far I have only been involved on the AwM/PCS side (i.e. options, SP's, FX). As such, I do not have the extensive list of what would be required for Autobahn/CMS set up. I will reach out to the appropriate parties downtown to get this information and provide it as soon as I have it. Thanks Kev Kind Regards, Jay Lipman (Embedded image moved to file: pic23770.gif) Jay Lipman Analyst I Key Client Partners DB Securities Inc Deutsche Asset & wealth Management 004 New York, NY, USA From: Kevin Quinn/db/dbcom To: Jay Lipm Cc: Tazia Smith/db/dbco david.mann mathew.negusi l Date: 01/24/2014 01:31 PM Subject: New Capital Markets Flow Client - Onboarding Package [I] Classification: For internal use only Jay, We will be setting up a new client to trade capital markets in KCP. Would be good to have a full set-up kit ready for these types of clients. CONFIDENTIAL — PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0 111902 CONFIDENTIAL SDNY_GM_00258086 EFTA01454009