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EFTA Document EFTA01454030EFTA Document EFTA01454032
Case File
sd-10-EFTA01454031Dept. of JusticeOther

EFTA Document EFTA01454031

By signing this Agreement you acknowledge that: I. The securities in your margin account(s) and any securities for which you have not fully paid, together with all attendant ownership rights, may be loaned to Pershing or loaned out to others; and 2. You have received a copy of this Agreement. This Agreement contains a pre-dispute arbitration clause at Paragraphs 24 and 25. beginning on page 6. This Agreement is dated as of _ Signature Signature Typed or Printed Name Typed or Printed N

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Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01454031
Pages
1
Persons
0
Integrity
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Summary

By signing this Agreement you acknowledge that: I. The securities in your margin account(s) and any securities for which you have not fully paid, together with all attendant ownership rights, may be loaned to Pershing or loaned out to others; and 2. You have received a copy of this Agreement. This Agreement contains a pre-dispute arbitration clause at Paragraphs 24 and 25. beginning on page 6. This Agreement is dated as of _ Signature Signature Typed or Printed Name Typed or Printed N

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
By signing this Agreement you acknowledge that: I. The securities in your margin account(s) and any securities for which you have not fully paid, together with all attendant ownership rights, may be loaned to Pershing or loaned out to others; and 2. You have received a copy of this Agreement. This Agreement contains a pre-dispute arbitration clause at Paragraphs 24 and 25. beginning on page 6. This Agreement is dated as of _ Signature Signature Typed or Printed Name Typed or Printed Name Address Tax ID Accepted by Executing Broker Date O2011 Pershing LLC. Pershing LLC. member FINRA. NYSE. SIPC. is a subsidiary of The Bank of New York Mellon Corporation. Page Sof 10 Trademark(s) belong to their respective owners. FRM-PRMBRK-12-11 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0111930 CONFIDENTIAL SONY GM_00258114 EFTA01454031

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