EFTA Document EFTA01454032
SCHEDULE LIST OF MANAGED ACCOUNTS COVERED BY AGREEMENT FOR PRIME BROKERAGE CLEARANCE SERVICES Customer Name Address Tax ID Number O2011 Pershing LLC. Pershing LLC. member FINRA. NYSE. SIPC. is a subsidiary of The Sank of New York Mellon Corporation. Page 9 of10 Trademark(s) belong to their respective owners. FRIA-PRMEIRK-12-11 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0111931 CONFIDENTIAL SDNY GM_00258115 EFTA01454032
Summary
SCHEDULE LIST OF MANAGED ACCOUNTS COVERED BY AGREEMENT FOR PRIME BROKERAGE CLEARANCE SERVICES Customer Name Address Tax ID Number O2011 Pershing LLC. Pershing LLC. member FINRA. NYSE. SIPC. is a subsidiary of The Sank of New York Mellon Corporation. Page 9 of10 Trademark(s) belong to their respective owners. FRIA-PRMEIRK-12-11 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0111931 CONFIDENTIAL SDNY GM_00258115 EFTA01454032
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