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sd-10-EFTA01455788Dept. of JusticeOther

EFTA Document EFTA01455788

From: Paul Morris Sent: 10/14/2014 9:44:48 AM To: Vahe Stepanian CC: Amanda Kirby Subject: Re: Fw: Valuation Statement for SOUTHERN FINANCIAL, LLC as at 13 Oct 2014 - Request 182298 (II Attachments: pic05337.gif; pic31256.gif I Classification: For internal use only check with rich Paul Morris From: vahe stepanian4IIIIIIII To: Paul Morris/ Cc: -• Amanda Kirby/ Date: 10/14/2014 09:43 AM Subject: Re: Fw: valuation statement for SOUTHERN FINANCIAL, LLC as at 13 Oct 2014 - Re

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sd-10-EFTA01455788
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From: Paul Morris Sent: 10/14/2014 9:44:48 AM To: Vahe Stepanian CC: Amanda Kirby Subject: Re: Fw: Valuation Statement for SOUTHERN FINANCIAL, LLC as at 13 Oct 2014 - Request 182298 (II Attachments: pic05337.gif; pic31256.gif I Classification: For internal use only check with rich Paul Morris From: vahe stepanian4IIIIIIII To: Paul Morris/ Cc: -• Amanda Kirby/ Date: 10/14/2014 09:43 AM Subject: Re: Fw: valuation statement for SOUTHERN FINANCIAL, LLC as at 13 Oct 2014 - Re

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Paul Morris Sent: 10/14/2014 9:44:48 AM To: Vahe Stepanian CC: Amanda Kirby Subject: Re: Fw: Valuation Statement for SOUTHERN FINANCIAL, LLC as at 13 Oct 2014 - Request 182298 (II Attachments: pic05337.gif; pic31256.gif I Classification: For internal use only check with rich Paul Morris From: vahe stepanian4IIIIIIII To: Paul Morris/ Cc: -• Amanda Kirby/ Date: 10/14/2014 09:43 AM Subject: Re: Fw: valuation statement for SOUTHERN FINANCIAL, LLC as at 13 Oct 2014 - Request 182298 [I] Classification: For internal use only Hi Paul - I was under the impression that Harry is still working on JE's accounts in some capacity. Can remove if you think thats right. Thank you, vahe (Embedded image moved to file: pic05337.gif) Vahe Stepanian Associate I Key Client Partners Deutsche Bank Securities Inc ement Tel. Fax Mobile Email All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0114765 CONFIDENTIAL SDNY_GM_00260949 EFTA01455788

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e an raup': SOUTHERN FINANCIAL, LL. Request 182298 As of 01 Oct j• 01 Oct 2014 Page 1 Of 2 Deutsche Bank AG For Sales Inquiries Contact Tazia Smith (Tel i (Email) For questions relating to this statement contact Valuations NY (Tel) (Erna, SOUTHERN FINANCIAL, LLC To: Jabwcpa Harrybeller Richard Kahn .Gedeon Rnedo (Email) Vahe Stepanian (Email) .Joseph Cothron (Email Tazia Smith (Email) Amanda Kirby (Email) Paul Morris (Email) Fx Rates USD/EUR = .7939973798 Note:-All Valu

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Deutsche Bank Group Valuation Statement Request 182298 03 Aug 2015 SOUTHERN FINANCIAL, LLC As of 31 Jul 15 Deutsche Bank AG For Sales Inquiries Daniel Sabba (Tel) (Email) For questions relat tement contact: Valuations NY (Tel) 1-212-250-2600 (Email) [email protected] SOUTHERN FINANCIAL, LLC To: Jabwcpa Gmail (Email) ,Richard Kahn12 (Email) ,Hnw Clientservices (Email [email protected],Gedeon Pinedo (Email) ,Vahe Stepanian (Email) ,Mark Whyman (Email) amanda Kirby

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Classification: For internal use only hi, i see this is still going to Harry Beller, should he be on this? Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 office: Cell: Forwarded by Paul morris/db/dbcom on 10/14/2014 09:40 AM From: valuations system/db/dbcora0DBAPAc TO: Amanda Kirby , Daniel Sabba/ Joseph cothron , Paul morris/ , Tazia Smit vahe Stepanian Date: 10/13/2014 06:28 PM Subject: Valuation Statement for SOU

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Deutsche Asset & wealth Management 345 Park Avenue 10154-0004 New York, NY, USA Tel. E-Mai : From: Amanda Kirby/db/dbcom To: Ian Hearn/db/dbcom@DBAMERICAS, cc: DeAwM-wM DerivativeDocs/db/dbcomODBAMERIcAs, Paul Morris/db/dbcom@DBAMERICAs, vahe stepanian/db/dbcom@DBAmericas Date: 10/30/2014 09:00 AM Subject: Fw: Dodd Frank Initial Margin Segregation Rule Nov 3rd Deadline - step 1 [C] Classification: confidential Ian, Please see attached Best, Amanda Kirby (Embedded image moved

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Subject: Re: Meeting with Jeffrey -- Change in Schedule! From: Lesley Groff Date: Thu, 03 Oct 2013 15:39:03 -0400 To: Amanda Kirby ‹ > Excellent!! Thx!' Sent from my iPhone On Oct 3, 2013, at 3:35 PM, Amanda Kirby wrote: Classification: Public Spoke with everyone. 11am on October 22 is confirmed! Best, Amanda Kirby <mime-attachment.gif> Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Tel. Fax IMEIn Emai <mime

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