EFTA Document EFTA01456083

e an SOUTHERN FINAN Request 182298 As of 17 Nov 14 I h. ate. 17N042014 Pap 2 0f 2 Deulszhe Bat AO SOUTHERN FINANCIAL, LLC OS • OpSoss Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 366364435, SOUTHERN ExEurcept 21-Nok2013 20-Nov2014 25-Nov-2014 (1.00D COD CV, USD 101.0%000 RV SHCAT EUROPEAN CALL 1010000 1.'32 /25771 710423459 FINANCIAL. LLC 3663644M/ SOUTHERN FXOneBatOneT 21-Nov-2013 2041o4014 2541o/2014 (21.OOO00) USD 0 FY LONG EUROPEAN 0.0000 0.00 710423461 FINANCIAL. LLC ouch0p1 366364436/ SOUTHERN FXOneBarOneT 21-Nov-2013 2011ev2014 25-Nov-2014 (21,M0 COI USD 0 FY LONG EUROPEAN 0.000D 000 710423463 FiNANCIAL.LLC ouchOpt 366364436/ SOUTHERN EXOnef3atOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 1.21.000 MI USD 0 PY LONG EtPCPEAN 0.0000 0.00 710423465 FINANCIAL. U.0 ouchOpt 418622243/ SOUTHERN ExEuroOpl 12-Aug-2014 12-Aug-2015 14-A g-2015 75.00000000 USD (462000.000 00) CM-I SHORT ELRCPEAN PUT 6.1600 ;283 272 7i) 8344623% FINANCIAL. LLC Subtotal: (415.Wil! Baal: (415,999.51) Statement ID: 18229820141117_20141118_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 115166 SDNY_GM_00261350 EFTA01456083