EFTA Document EFTA01456193

SOUTHERN TRUST COMPANY, INC. (and subsidiaries) Statement of Assets, Liabilities and Shareholder's Equity Income Tax Basis as of November 30, 2014 ASSETS Current assets Cash and cash equivalents 92,024,212 Due from brokers 1,195,973 Marketable securities, at cost 7,623,151 Total current assets $ 100,843,336 Fixed Assets 212,360 Other assets Investment in subsidiaries Southern Financial LLC 153,441,183 Haze Trust 88,541,097 Other receivables 800,000 Other assets 43,464 Total other assets 242,825,745 TOTAL ASSETS 343,881,441 LIABILITIES AND SHAREHOLDER'S EQUITY Current liabilities Current liabilities $ 14,370 Total current liabilities Shareholder's Equity Common Stock Additional paid in capital Retained earnings 1,000 38,798,643 305,067,427 14,370 Total shareholder's equity 343,867,070 TOTAL LIABILITIES AND SHAREHOLDER'S EQUITY $ 343,881,441 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 115327 SDNY_GM_00261511 CONFIDENTIAL EFTA01456193