EFTA Document EFTA01456806

From: Paul Morris Sent: 2/20/2015 2:59:06 PM To: Kevin Quinn Subject: Re: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL LLC (8032932) for USD 380,000.00 [I) classification: For Internal use only Yes I sent over to vahe and daniel, when r we sending out info on extel to clients/prospects? Thx original Message From: Kevin Quinn Sent: Friday, February 20, 2015 11:04 AM To: CMNY Margin; CRM-PWM Derivatives Cc: vahe Stepanian; Daniel Sabba; Paul Morris; Amanda Kirby; Tazia Smith Subject: RE: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC (8032932) for USD 380,000.00 CI] classification: For internal use only Kindly add vahe Stepanian and Daniel Sabba to this DL and confirm. Thank you. Regards, Kevin Original Message From: CMNY Margin Sent: Friday, February 20, 2015 1:42 PM To: Paul Morris; Amanda Kirby; Kevin Quinn; Tazia Smith; CRM-PWM Derivatives Subject: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC (8032932) for USD 380,000.00 Please find attached: margin call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC (8032932) for USD 380,000.00 This email has been sent by DEUTSCHE BANK AG (157). Please look at the following attachments 73970402 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0116106 CONFIDENTIAL SDNY_GM_00262290 EFTA01456806