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sd-10-EFTA01456984Dept. of JusticeOther

EFTA Document EFTA01456984

1 MIISIS""MIIIIIIIIIIIIIIIIIIIWAIIIIL%' Deutsche Bank AG SOUTHERN FINANCIAL, LLC 17 Mar 2015 Page 3 Of 3 bommodities • Index Derivatives Settlement Trade ID Counlerparty Trade Type Trade Date Maturity Date Date Long/ Shod Option Style PuV Call Ref. Entity NotAint 1 Not.Ccy 1 Strike Price MTM(USD) SOUTHERN CcenrnoddySktiptlx 13-Jan-2015 13-Jan-2016 154an.2016 SHORT FINANCIAL. LLC VOLSS_CLUSO ( !OCCO.OX 00) USD 2558703 442 164 18 Subtotal: 442.164 18 Statement

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Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01456984
Pages
1
Persons
0
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Summary

1 MIISIS""MIIIIIIIIIIIIIIIIIIIWAIIIIL%' Deutsche Bank AG SOUTHERN FINANCIAL, LLC 17 Mar 2015 Page 3 Of 3 bommodities • Index Derivatives Settlement Trade ID Counlerparty Trade Type Trade Date Maturity Date Date Long/ Shod Option Style PuV Call Ref. Entity NotAint 1 Not.Ccy 1 Strike Price MTM(USD) SOUTHERN CcenrnoddySktiptlx 13-Jan-2015 13-Jan-2016 154an.2016 SHORT FINANCIAL. LLC VOLSS_CLUSO ( !OCCO.OX 00) USD 2558703 442 164 18 Subtotal: 442.164 18 Statement

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
1 MIISIS""MIIIIIIIIIIIIIIIIIIIWAIIIIL%' Deutsche Bank AG SOUTHERN FINANCIAL, LLC 17 Mar 2015 Page 3 Of 3 bommodities • Index Derivatives Settlement Trade ID Counlerparty Trade Type Trade Date Maturity Date Date Long/ Shod Option Style PuV Call Ref. Entity NotAint 1 Not.Ccy 1 Strike Price MTM(USD) SOUTHERN CcenrnoddySktiptlx 13-Jan-2015 13-Jan-2016 154an.2016 SHORT FINANCIAL. LLC VOLSS_CLUSO ( !OCCO.OX 00) USD 2558703 442 164 18 Subtotal: 442.164 18 Statement ID : 182298,0150316_20150317_1 Total: 763,96417 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0116348 SDNY_GM_00262532 EFTA01456984

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