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sd-10-EFTA01456999Dept. of JusticeOther

EFTA Document EFTA01456999

Cc: Mathew Negus Subject: RE: February 2015 Revenue Report (by Account Type) [I] Classification: For internal use only I see PIC revenue of 530K for Southern Financial. Were you expecting anything else? Kind regards, Andrea Tapia Andrea Tapia Vice President Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York NY 10154-0004 Tel. 'IS Mobil Email Securities offered through Deutsche Bank Securities Inc. Pus-Frient-ttriPerrovin

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sd-10-EFTA01456999
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Cc: Mathew Negus Subject: RE: February 2015 Revenue Report (by Account Type) [I] Classification: For internal use only I see PIC revenue of 530K for Southern Financial. Were you expecting anything else? Kind regards, Andrea Tapia Andrea Tapia Vice President Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York NY 10154-0004 Tel. 'IS Mobil Email Securities offered through Deutsche Bank Securities Inc. Pus-Frient-ttriPerrovin

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Text extracted via OCR from the original document. May contain errors from the scanning process.
Cc: Mathew Negus Subject: RE: February 2015 Revenue Report (by Account Type) [I] Classification: For internal use only I see PIC revenue of 530K for Southern Financial. Were you expecting anything else? Kind regards, Andrea Tapia Andrea Tapia Vice President Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York NY 10154-0004 Tel. 'IS Mobil Email Securities offered through Deutsche Bank Securities Inc. Pus-Frient-ttriPerrovin From: Paul Morris Sent: Tuesday, March 17, 2015 5:48 PM To: Andrea Tapia Subject: Re: February 2015 Revenue Report (by Account Type) [I] Classification: For Internal Use Only Please coordinate with matt negus in kcp thanks From: Andrea Tapia Sent: Tuesday, March 17, 2015 04:43 PM To: Paul Morris Subject: RE: February 2015 Revenue Report (by Account Type) [I] Classification: For Internal use only Hi Paul, I'm not sure what amounts or deals you are expecting, but KCP revenue could either be included in the Brokerage or Other columns. Please provide me transaction details if you would like me to investigate missing revenues. Kind regards, Andrea Tapia CONFIDENTIAL — PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0 116367 CONFIDENTIAL SDNY_GM_00262551 EFTA01456999

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