EFTA Document EFTA01457844

60 Wall St., 23 Floor From: Danya Friedman On Behalf Of Amlcompliance Inquiries Sent: Monday, June 29, 2015 2:32 PM To: Amanda Kirby; Cynthia Rodriguez Cc: Amlcompliance Inquiries Subject: Inquiry Regarding Account# 42952771, Client: SOUTHERN FINANCIAL LLC, Case No. 126413 [I] Importance: High Classification: For Internal use only Good Afternoon: The above referenced account has had the following recent activity. To assist in this review and further document your supervision of this account, please provide information regarding the following transactions. Your complete response must be received within 7 business days. ORIGINATOR: SOUTHERN FINANCIAL LLC DOA: 05/29/2015 AMT $2,280,000.00 PAY TO: FT REAL ESTATE INC. 1. What is the purpose of this transaction? 2. What is the relationship between client and payee? 3. What is the purpose/business of the payee? Please provide any additional pertinent information. Thank you in advance for your prompt attention to this matter. Best Regards/Mit freundlichen GrUBen, PWM AML Compliance Deutsche Bank 60 Wall St., 23 Floor New York. NY 10005 - 2836 PLEASE NOTE: YOU ARE BEING CONTACTED BECAUSE YOU ARE LISTED AS THE PRIMARY OFFICER FOR THIS ACCOUNT ON GCIS. IF YOU ARE NOT THE CURRENT PRIMARY OFFICER, PLEASE LET ME KNOW IMMEDIATELY, SO THAT I MAY FORWARD THIS EMAIL TO THE APPROPRIATE PARTY. Do not forward this e-mail or any attachment directly to the client. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0117540 CONFIDENTIAL SDNY_GM_00263724 EFTA01457844