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sd-10-EFTA01458033Dept. of JusticeOther

EFTA Document EFTA01458033

From: Daniel Sabba Sent: 8/6/2015 2:03:01 PM To: 'Richard Kahn' ; Vahe Stepanian l CC: Paul Morris I; Ariane Dwyer ; Amanda Kirby 'Darren Indyke' Subject: RE: Citi Preferred (CI Darren - please confirm a $3,000,000 order to purchase Citi Preferred Q @ 100.00. Original Message--- From: Richard Kahn Sent: Thursday, August 06, 2015 01:54 PM Eastern Standard Time To: Vahe Stepanian Cc: Paul Morris; Daniel Sabba; Ariane Dwyer; Amanda Kirby; Darren Indyke Subject: Re: Citi Preferr

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sd-10-EFTA01458033
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From: Daniel Sabba Sent: 8/6/2015 2:03:01 PM To: 'Richard Kahn' ; Vahe Stepanian l CC: Paul Morris I; Ariane Dwyer ; Amanda Kirby 'Darren Indyke' Subject: RE: Citi Preferred (CI Darren - please confirm a $3,000,000 order to purchase Citi Preferred Q @ 100.00. Original Message--- From: Richard Kahn Sent: Thursday, August 06, 2015 01:54 PM Eastern Standard Time To: Vahe Stepanian Cc: Paul Morris; Daniel Sabba; Ariane Dwyer; Amanda Kirby; Darren Indyke Subject: Re: Citi Preferr

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From: Daniel Sabba Sent: 8/6/2015 2:03:01 PM To: 'Richard Kahn' ; Vahe Stepanian l CC: Paul Morris I; Ariane Dwyer ; Amanda Kirby 'Darren Indyke' Subject: RE: Citi Preferred (CI Darren - please confirm a $3,000,000 order to purchase Citi Preferred Q @ 100.00. Original Message--- From: Richard Kahn Sent: Thursday, August 06, 2015 01:54 PM Eastern Standard Time To: Vahe Stepanian Cc: Paul Morris; Daniel Sabba; Ariane Dwyer; Amanda Kirby; Darren Indyke Subject: Re: Citi Preferred [C] please work $3,000,000 order at 100.00 for Citi Preferred Q please email or call Darren if you need to confirm thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell- On Aug 6, 2015, at 12:19 PM, Vahe Stepanian ‹ > wrote: Classification: Confidential Per our conversation: cimage00ljpg> From: Vahe Stepanian Sent: Thursday, August 06, 2015 12:13 PM To: 'Richard Kahn'; Paul Morris Cc: Daniel Sabba; Ariane Dwyer; Amanda Kirby Subject: RE: Citi Preferred [C] Classification: Confidential Rich - I checked in with our traders. We believe that you're referring to the pref that I've detailed in the Bloomberg screenshot below. Assuming this is the case, an indicative offer on $2-3mm is 100.125. CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0 117792 CONFIDENTIAL SDNY_GM_00263976 EFTA01458033

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Related Documents (6)

Dept. of JusticeOtherUnknown

EFTA Document EFTA01474187

Subject: RE: Citi Preferred [C] From: Daniel Sabba <~•~> Date: Thu, 06 Aug 2015 14:03:01 -0400 To: Richard Kahn Vahe Stepanian Cc: Paul Morris Ariane Dwyer Amanda Kirby Darren Indyke Darren - please confirm a $3,000,000 order to purchase Citi Preferred Q @ 100.00. Original Message From: Richard Kahn [ Sent: Thursday, August 06, 2015 01:54 PM Eastern Standard Time To: Vahe Stepanian Cc: Paul Morris; Daniel Sabba; Ariane Dwyer; Amanda Kirby; Darren Indyke Subject: Re: Citi Prefer

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Subject: RE: Citi Preferred [C] From: Vahe Stepanian Date: Thu, 06 Aug 2015 14:51:09 -0400 To: Darren Indyke Cc: Daniel Sabba Richard Kahn Paul Morris < Ariane Dwyer Thanks Darren. We'll be back if/when filled. Vahe Stepanian Key Client Partners Deuts he Bank S uritie Inc. Tel. Mobil Email: Original Message From: Daniel Sabba Sent: Thursday, August 06, 2015 02:33 PM Eastern Standard Time To: Vahe Stepanian Subject: FW: Citi Preferred [C] Original Message From: Darren Ind

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Subject: Re: Citi Preferred [C] From: Richard Kahn ‹ > Date: Thu, 06 Aug 2015 13:54:16 -0400 To: Vahe Stepanian Cc: Paul V Morris Daniel Sabba Ariane Dwyer Amanda Kirby Darren Indyke please work $3,000,000 order at 100.00 for Citi Preferred ()please email or call Darren if you need to confirm thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Aug 6, 2015, at 12:19 PM, Vahe Stepanian a wrote: > Classification: Confidential Per our c

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Subject: Trade Report 8/6/2015 [C] From: Vahe Stepanian ezz > Date: Thu, 06 Aug 2015 15:01:16 -0400 To: Darren Indyke Cc: Daniel Sabba Richard Kahn Paul Morris < Ariane Dwyer Classification: Confidential Darren — today Southern Financial executed the following: Bought 3mm C Preferred Q (CUSIP: 1729673Z5) @ 100.00 Please let us know if you have questions. Thank you, Vahe From: Vahe Stepanian Sent: Thursday, August 06, 2015 2:51 PM To: 'Darren Indyke' Cc: Daniel Sabba; 'Richard Ka

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Confirmed Sent from my iPhone On Aug 6, 2015, at 2:03 PM, Daniel Sabba a wrote: Darren - please confirm a $3,000,000 order to purchase Citi Preferred Q @ 100.00. ---Original Message--- From: Richard Kahn Sent: Thursday, August 06, 2015 01:54 PM Eastern Standard Time To: Vahe Stepanian Cc: Paul Morris; Daniel Sabba; Ariane Dwyer; Amanda Kirby; Darren Indyke Subject: Re: Citi Preferred [C] please work $3,000,000 order at 100.00 for Citi Preferred Q please email or call Darren if you need

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EFTA Document EFTA01458029

From Vahe Stepanian Sent: 8/6/2015 12:12:51 PM To: Richard Kahn CC: Daniel Sabba Subject: RE: Citi Preferred (Cl Classification: Confidential ; Paul Morris Ariane Dwyer ; Amanda Kirby Rich - I checked in with our traders. We believe that you're referring to the pref that I've detailed in the Bloomberg screenshot below. Assuming this is the case, an indicative offer on $2-3mm is 100.125. Should Southern Financial wish to purchase, it would be helpful to have a firm level to work t

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