EFTA Document EFTA01458647

To: Paul Morris; Jj Litchford Cc: Ariane Dwyer Subject: RE: SFL and Gratitude America Ltd [C] [I] Classification: For internal use only Rich specifically asked to open another brokerage account, and he understood that there is paperwork involved in doing so. Is there an alternative you have in mind? Thank you, Vahe From: Paul Morris Sent: Wednesday, October 07, 2015 12:55 PM To: Vahe Stepanian; Jj Litchford Cc: Mane Dwyer Subject: RE: SFL and Gratitude America Ltd [C] Vahe do we really need a full KCP account for this? ---Original Message---From: Vahe Stepanian Sent: Wednesday, October 07, 2015 12:51 PM Eastern Standard Time To: Jj Litchford Cc: Mane Dwyer; Paul Morris Subject: FW: SFL and Gratitude America Ltd [C] Classification: Confidential JJ - Rich Kahn just called us back. He would like to proceed with opening a Pershing account on the KCP desk for Gratitude to hold the GILD stock. Can you please send over all of the relevant KYC dots you have on your end as it relates to this particular entity? We would like to take a look before we send Rich a list of documentation required to open the new acct. Thank you. Vahe —Original Message-- From: Vahe Stepanian Sent: Tuesday. October 06.2015 9:07 AM To: Richard Kahn': Jj Litchford Cc: Darren Indyke: Jeanne Brennan: Ariane Dwyer Subject: RE: SFL and Gratitude America Ltd [C] Classification: Confidential Rich - adding Ari. We'll take a look this morning and be back to you. Thanks. Vahe —Original Messa From: Richard Kaii Sent: Tuesday. October 06, 2015 9:01 AM CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0118650 CONFIDENTIAL SDNY GM_00264834 EFTA01458647