EFTA Document EFTA01458766

02 Nov 2015 Page 3 Of 3 Deutsche Bat AO SOUTHERN RNANCIAL, LLC Noy Hybrid db Ticket Counterparty Ref. Entity Put/ Call Expiry Date Not.Amt Not.Ccy Not.Amt 2 Not.Ccy2 Strike Price MTM(USD) SOUTHERN FINANCIAL LLC T1NTRN 01-Feb-2016 (3'3: CCC Crt USD 31 3400 288 24505 Subtotal: 288.245 05 Settlement Not.Ccy Not.Ccy DealGroupID Counterparty Trade Type Trade Date Maturity Date Date Not.Amt 1 1 Not.Amt 2 2 DBPays DBReceives BuySell PATM(USD) SOUTHERN EXUDE 30-0c1-2015 02-Aug-2016 00Aug-2016 i I 200,000 CEO) .PT 11,540,400,00000 KRW FINANCIAL LLC Subtotal: Total: Statement ID : (1.005.117.42) The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0118836 SDNY_GM_00265020 EFTA01458766