EFTA Document EFTA01458796

09 tfor 2015 Page 3 Of 3 Deutsche Bank AG SOUTHERN FINANCIAL, LLC Equity-Swap Hybrid db Ticket Counterparty Ref. Entity Put! Call Expiry Date Not Amt Not.Ccy Not Amt 2 Not.Ccy2 Stnke Price PATM(USD) 612676 SOUTHERN TWTR N Cl i ,ri 7/c FINANCIAL. LLC USI) 31 3400 30681684 Subtotal. 3i% 816 84 FX • MY Settlement DealGroupID Counterparty Trade Type Trade Date Maturity Date Date Not.Amt 1 Not.Ccy 1 Not Amt 2 Not.Ccy 2 DEIPays DBReceives BuySell MTM(USD) 525035553/ 2:: it i•-c'i -(III';- 33-Oct-2015 02-Aug-2016 04.Aug-2016 1110116315 It 540,4CO,0O3 00 234,::: r- 7. Subtotal 133 Act 63 Statement ID : 182298_2015110620151109_1 Total: (1,133,863.70) The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0118878 SDNY_GM_00265062 EFTA01458796