EFTA Document EFTA01459153

KCP Partnership Tracking 2015 New Client Introductions 42 Total ft Opportunities Shown 132 Total # Opportunities with Engagement 60 Average Net Worth (MM) 500 Private Markets Client N St Opps Shown 102 # Opps w/ Engagement 30 32 Suntex AcTRS RIN Retrofit ABR-RE Astra Extel RESOF Proton Phoenix lease Panda ADS 12 3 5 1 7 4 4 1 10 1 15 6 10 5 16 6 3 0 5 1 5 0 3 1 7 1 Markets/C886 I 14 22 22 CLO CMBS Sturctured Credit CRE Municipal Finance 8 8 1 1 5 5 7 7 1 1 Capital Markets 5 5 5 Risk Factors 3 3 3 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0119416 CONFIDENTIAL SDNY_GM_00265600 EFTA01459153