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sd-10-EFTA01459331Dept. of JusticeOther

EFTA Document EFTA01459331

From: Paul Morris I Sent: 1/14/2016 4:11:11 PM To: Mane Dwyer CC: Jj Litchford Subject: RE: Trade tracking [Ij Classification: For Internal use only Thanks please don't do any special formatting Paul Morris Managing Director Deutsche Bank Private Bank From: Ariane Dwyer Sent: Thursday, January 14, 2016 4:08 PM To: Paul Morris; Vahe Stepanian Cc: 3j Litchford Subject: RE: Trade tracking [I] Happy to! Here is one from Monday. Closed Trade ; Vahe Stepanian Client Southern Fin

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Dept. of Justice
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sd-10-EFTA01459331
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From: Paul Morris I Sent: 1/14/2016 4:11:11 PM To: Mane Dwyer CC: Jj Litchford Subject: RE: Trade tracking [Ij Classification: For Internal use only Thanks please don't do any special formatting Paul Morris Managing Director Deutsche Bank Private Bank From: Ariane Dwyer Sent: Thursday, January 14, 2016 4:08 PM To: Paul Morris; Vahe Stepanian Cc: 3j Litchford Subject: RE: Trade tracking [I] Happy to! Here is one from Monday. Closed Trade ; Vahe Stepanian Client Southern Fin

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From: Paul Morris I Sent: 1/14/2016 4:11:11 PM To: Mane Dwyer CC: Jj Litchford Subject: RE: Trade tracking [Ij Classification: For Internal use only Thanks please don't do any special formatting Paul Morris Managing Director Deutsche Bank Private Bank From: Ariane Dwyer Sent: Thursday, January 14, 2016 4:08 PM To: Paul Morris; Vahe Stepanian Cc: 3j Litchford Subject: RE: Trade tracking [I] Happy to! Here is one from Monday. Closed Trade ; Vahe Stepanian Client Southern Financial Trade Description Buy 250,000 AAPL @ $98.94 Size $24,750,006 Date 1/11/2016 P&L $15,000 From: Paul Morris Sent: Thursday, January 14, 2016 3:50 PM To: Vahe Stepanian; Ariane Dwyer Cc: Jj Litchford Subject: Trade tracking [I] Classification: For internal use only Hi all,11 going forward will be tracking so if you could forward to him --client, trade type, size, date, P&L same or next day that would be very helpful. Thanks Paul Morris Managing Director Deutsche Bank Private Bank CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 119672 CONFIDENTIAL SDNY_GM_00265856 EFTA01459331

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