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sd-10-EFTA01459337Dept. of JusticeOther

EFTA Document EFTA01459337

From: Ariane Dwyer Sent: 1/15/2016 2:54:01 PM To: Paul Morris nth Jj Litchford CC: Vahe Stepanian [ Subject RE: Trade tracking [I] Hi Paul and lc Today Southern Financial did the following: 1. Unwound JPYKRW Forward, $10mm notional, P&L: $12,863 2. Unwound Syr Brazil CDS Protection, $10mm, P&L: $5,000 Have a great long weekend. Best, Ari From: Paul Morris Sent: Thursday, January 14, 2016 4:11 PM To: Ariane Dwyer; Vahe Stepanian Cc: Jj Litchford Subject: RE: Trade tracking

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Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01459337
Pages
1
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0
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From: Ariane Dwyer Sent: 1/15/2016 2:54:01 PM To: Paul Morris nth Jj Litchford CC: Vahe Stepanian [ Subject RE: Trade tracking [I] Hi Paul and lc Today Southern Financial did the following: 1. Unwound JPYKRW Forward, $10mm notional, P&L: $12,863 2. Unwound Syr Brazil CDS Protection, $10mm, P&L: $5,000 Have a great long weekend. Best, Ari From: Paul Morris Sent: Thursday, January 14, 2016 4:11 PM To: Ariane Dwyer; Vahe Stepanian Cc: Jj Litchford Subject: RE: Trade tracking

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Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Ariane Dwyer Sent: 1/15/2016 2:54:01 PM To: Paul Morris nth Jj Litchford CC: Vahe Stepanian [ Subject RE: Trade tracking [I] Hi Paul and lc Today Southern Financial did the following: 1. Unwound JPYKRW Forward, $10mm notional, P&L: $12,863 2. Unwound Syr Brazil CDS Protection, $10mm, P&L: $5,000 Have a great long weekend. Best, Ari From: Paul Morris Sent: Thursday, January 14, 2016 4:11 PM To: Ariane Dwyer; Vahe Stepanian Cc: Jj Litchford Subject: RE: Trade tracking [1] Classification: For internal use only Thanks please don't do any special formatting Paul Morris Managing Director Deutsche Bank Private Bank From: Ariane Dwyer Sent: Thursday, January 14, 2016 4:08 PM To: Paul Morris; Vahe Stepanian Cc: Jj Litchford Subject: RE: Trade tracking [I] Happy to! Here is one from Monday. Closed Trade Client Southern Financial Trade Description Buy 250,000 AAPL @ $98.94 Size $24,750,006 Date 1/11/2016 P&L $15,000 From: Paul Morris Sent: Thursday, January 14, 2016 3:50 PM CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 119678 SDNY_GM_00265862 EFTA01459337

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