EFTA Document EFTA01459519

Rolling 13 Months KPIs (Client December -Level) - 1.CRM: Paul Morris 20:5 financial 2015 Nov 2015 co 2015 up I 2015 Aug 2015 Revenues ( in US Dollar) Jul 2016 I Jul, lidaY 2015 2015 APr 2015 b 20:5 Jul 2016 Dec 2014 ReLyticalyrvp. Pelyrnnzy clitnt name Cbrnt N441,/ab Accal.:91 NP 10! SOUTHERN XEPERS INC 1839C0100000486423 ClaSSK c 0 0 0 FINANCIAL Advi11011/ Classic Advniory o 0 0 0 0 0 o o 0 0 0 0 0 )FEPERS INC 0 0 0 0 0 0 0 0 0 0 0 0 0 XFFREY 1839031930:0483289 Classic 2,298 2,843 1,190 886 1,583 1.557 1,187 1.465 1,170 939 1,054 1,071 1,029 EFSTEIN 1838C01000:0463289 Advsory 278 278 278 278 278 278 278 278 278 278 278 278 278 Classic Maison, 2,576 3,121 1,468 1,164 1,866 1,835 1,465 1,743 1,448 1,217 1,342 1,349 1.307 183900100030483289 Custody 47 SI 19 26 31 35 10 37 20 65 32 67 83 Custody 47 51 19 26 31 35 10 17 20 65 32 67 83 JEFFREY EPSTEDI 2,623 3,172 1,407 1,189 1,897 1,070 1,475 1,760 1,4611 1,282 1,374 1,416 1.390 38GE INC 1839;010000048724d ClasSF 81 84 93 104 103 87 36 58 86 113 105 33 41 Advisory Classic Advlsory 81 84 93 104 103 87 36 58 86 113 105 31 41 MOE INC 81 84 93 104 103 87 36 58 86 113 105 31 41 )EGE LIC 1B3900103330487216 Classic 324 293 304 152 159 261 260 122 186 191 192 75 142 Adv$019 Classic AdvisOry 324 293 104 152 159 261 260 122 186 194 192 75 142 JEGE LLC 324 293 104 152 159 201 260 122 184 194 192 75 142 r Classic Advisory 6 7 12 14 19 I9 22 20 24 15 I 2 2 Crank Advisory 6 7 12 14 19 19 22 20 24 15 1 2 2 M 6 7 12 14 19 19 22 20 24 15 1 2 2 )5C INTIRIORS 1639C0100333496075 Classc 12 25 33 37 35 9 15 9 19 20 8 7 13 LU Advsory Classic Advlsory 22 25 33 37 35 9 15 9 19 20 8 7 13 JSC 1NTERIORS LLC 22 25 33 37 35 9 15 9 19 20 8 7 13 WE. LLC 163900100370499733 Classic 203 190 85 168 229 214 135 245 374 352 134 0 0 Advisory Chook Advisory 203 190 85 168 229 214 135 245 374 352 134 0 0 WE, LLC 203 190 05 168 229 214 135 245 374 352 134 0 0 HORT, INC 183903100033487266 Classic 0 0 0 0 0 0 0 0 0 0 36 0 0 Advisoty Classic Advisory 0 0 0 0 0 0 0 0 0 0 36 0 0 HORT, D1C 0 0 0 0 0 0 0 0 0 0 36 0 0 nt9ruNE LLC 1839C0100000487264 Classic 110 179 149 176 161 6I 84 117 141 158 163 163 48 Advrsory aasde Advisery 110 119 140 176 161 61 84 117 141 158 163 163 48 NEPTUNE LLC 110 119 148 176 161 61 84 117 141 150 163 163 48 NES La 183900100000487265 Classic 202 246 257 176 173 306 230 156 270 226 1% 306 83 Advnory Classic Advisory 202 246 257 176 173 306 230 1.56 270 226 196 306 83 NES LLC 202 246 257 176 173 306 230 156 270 226 186 306 83 NEW YORK 183900100000487215 Classic 5 4 4 4 4 4 4 4 4 4 4 4 4 STRATEGY Advr5Ory 2 Rib 2016. 21:2129 ~led by G05 DeulitteM01 84117 Deutsche Bank CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL SDNY_GM_00266158 DB-SDNY-0119974 EFTA01459519