EFTA Document EFTA01460009

Client Activities: Describe the client's activities in the past year. Individuals: You should include developments in the client's occupation, where the client spends most of his time, etc. Entities: You should include nature of business, income producing activities, etc. Describe the Client's income-producing activities; est. annual income/investable assets, any other changes in circumstances or topics discussed with client. Have you verified this client's position as an officer or directo