EFTA Document EFTA01460295

SOUTHERN TRUST COMPANY, INC. (and subsidiaries) Statement of Assets, Liabilities and Shareholder's Equity Income Tax Basis as of March 31, 2016 ASSETS Current Assets Cash and cash equivalents $ 85,284,959 Due from brokers 13,176,651 Marketable securities, at cost 24,734,567 Total Current Assets $ 123,196,177 Fixed Assets 476,422 Investment Partnerships, tax basis 10,075,459 Investment In Subsidiaries Southern Financial LLC $ 167,453,726 Haze Trust 60,931,002 228,384,728 Other Assets 4,514,943 TOTAL ASSETS $ 366,647,730 LIABILITIES AND SHAREHOLDER'S EQUITY Current Liabilities Current liabilities 6,747 Total Current Liabilities Shareholder's Equity Common Stock Additional paid in capital Retained earnings 1,000 38,796,643 327,841,340 $ 6,747 Total Shareholder's Equity 366,640,963 TOTAL LIABILITIES AND SHAREHOLDER'S EQUITY 366,647,730 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0121425 CONFIDENTIAL SDNY_GM_00267609 EFTA01460295