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sd-10-EFTA01460521Dept. of JusticeOther

EFTA Document EFTA01460521

Private Client Services 345 Park Ave, 26th Floor New York, NY 10154 0ffic Cell E-Fax 646 808 3499 Sean Magee---11/04/2013 10:26:39 AM---Classification: Confidential Josh - I'm sure you're many requests like this. Let me know if you have From: Sean Magee/db/dbcom To: Joshua shoshan/db/dbcomODBAmericas, cc: Rosemary vrablic/db/dbcom@DBAmericas Date: 11/04/2013 10:26 AM Subject: Fw: (c] Classification: Confidential Josh - I'm sure you're getting many requests like this. Let me kn

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sd-10-EFTA01460521
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Private Client Services 345 Park Ave, 26th Floor New York, NY 10154 0ffic Cell E-Fax 646 808 3499 Sean Magee---11/04/2013 10:26:39 AM---Classification: Confidential Josh - I'm sure you're many requests like this. Let me know if you have From: Sean Magee/db/dbcom To: Joshua shoshan/db/dbcomODBAmericas, cc: Rosemary vrablic/db/dbcom@DBAmericas Date: 11/04/2013 10:26 AM Subject: Fw: (c] Classification: Confidential Josh - I'm sure you're getting many requests like this. Let me kn

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Text extracted via OCR from the original document. May contain errors from the scanning process.
Private Client Services 345 Park Ave, 26th Floor New York, NY 10154 0ffic Cell E-Fax 646 808 3499 Sean Magee---11/04/2013 10:26:39 AM---Classification: Confidential Josh - I'm sure you're many requests like this. Let me know if you have From: Sean Magee/db/dbcom To: Joshua shoshan/db/dbcomODBAmericas, cc: Rosemary vrablic/db/dbcom@DBAmericas Date: 11/04/2013 10:26 AM Subject: Fw: (c] Classification: Confidential Josh - I'm sure you're getting many requests like this. Let me know if you have a moment to discuss today. Thanks, Sean <0.3F22.gif> Sean Magee, CFO, Vice President I Fixed Income Deutsche Bank Asset & wealth Management 345 Park Avenue, 26th Floor New York, NY 10154 Tel. (212) 454-9220 Fax mobile Email <0.4954.gif> securities offered through Deutsche Bank Securities Inc. Forwarded by Sean Magee/db/dbcom on 11/04/2013 10:20 AM From: Michael TO: Sean Magee/db/dbcom@DBAmericas, Cc: Rosemary Vrablic/db/dbcom@OBAmericas Date: 11/04/2013 10:18 AM Subject: Re: [C] Sean, anything you guys can do to get me an allocation on this weeks twitter IPO? I hear you are co-runners on the book Sent from my iPhone CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0121836 CONFIDENTIAL SDNY_GM_00268020 EFTA01460521

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Related Documents (6)

Dept. of JusticeFinancial RecordUnknown

EFTA Document EFTA01478625

Subject: Re: Fw: allocation [C] From: Caroline Kitidis Date: Tue, 05 Nov 2013 11:00:31 -0500 To: Haig Ariyan Caroline Kitidis Chip Packard Classification: Confidential Two KCP clients we are speaking about now: 1. Epstein, Morris-PB, new $180mm KCP cap markets acct. 2. Wolfson, you know this account...large imp. KCP client situation. Estimated size/interest 2-3k shs. Caroline V. Kitidis Managing Director I Head of Key Client Partners & Wealth Investment Coverage - Americas Deutsche

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Dept. of JusticeOtherUnknown

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Clients+Products Contact Information KCP AFS communication Events/ Entertainment General Information Current Offerings Offerings September Offerings Relationship Name Claimed? C/P/I Private Markets Focus To Do Suntex AcTRS RESOF Proton Phoenix Research Focus Risk Factors Notes To Do Interest Notes MS Buffered Jump Plu MS Apple Autocall MS Crude Oil Autocall HSBC SXSE Buffered Accelerated Return CS XOP Accelereated Return CS SPX Callable JP SPX Twin Win MS SPX Buffere

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Dept. of JusticeFinancial RecordUnknown

EFTA Document EFTA01478684

Subject: Re: Fw: allocation C From: Chip Packard Date: Tue, 05 Nov • • To: Haig Ariyan Classification: Confidential Thanks, much appreciated. Chip Packard Managing Director Co-Head, Wealth Management Americas ealth Management Securities offered through Deutsche Bank Securities Inc. Original Message From: Haig Ariyan Sent: 11/05/2013 11:03 AM EST To: Caroline Kitidis Cc: Caroline Kitidis; Chip Packard Subject: Re: Fw: allocation [C] Classification: Confidential Lets peel 4

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Dept. of JusticeFinancial RecordUnknown

EFTA Document EFTA01478607

Subject: Re: Fw: allocation [C] From: Haig Ariyan Date: Tue, 05 Nov 2013 10:50:32 -0500 To: Caroline Kitidis Haig Ariyan Chip Packard Case by case menaing client indication, not deal. Sorry to be abrupt, back to back Original Message From: Caroline Kitidis Sent: 11/05/2013 10:47 AM EST To: Haig Ariyan/db/dbcom@DBAmericas@DBAMERICAS@DBCOEX; Caroline Kitidis/db/dbcom@DBAMERICAS@DBAMERICAS@DBCOEX; Chip Packard Subject: Re: Fw: allocation [C] Classification: Confidential Yes in th

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Dept. of JusticeFinancial RecordUnknown

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Subject: Fw: Fw: allocation [C] From: Caroline Kitidis Date: Tue, 05 Nov 2013 10:11:02 -0500 To: Chip Packard Haig Ariyan Classification: Confidential H&C, Per our conversation you agree that KCP allocations can come off top before PB/PCS breakdown? Its 3 clients where we have allocations. If so I will discuss w Mike I. See below. Caroline V. Kitidis Managing Director I Head of Key Client Partners & Wealth Investment Coverage - Americas Deutsche Bank Securities Inc. Deutsche Asset

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Dept. of JusticeFinancial RecordUnknown

EFTA Document EFTA01351644

Subject: Re: Fw: allocation [C] From: Haig Ariyan Date: Tue, 05 Nov 2013 10:45:26 -0500 To: Chip Packard Not there yet, this is a very togh ask, and should be used from the stock WIC gets. Reallocate from the flippers. Original Message From: Chip Packard Sent: 11/05/2013 10:25 AM EST To: Haig Ariyan Subject: Fw: Fw: allocation [C] Classification: Confidential The below are all PB clients. I would still like to carve out Epstein and Wolfson on top of the allocation process if you

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