EFTA Document EFTA01460576

From: Joshua Shoshan SeM: 12/16/2013 10:49:45 AM To: Caroline Kitidis Chip Packard I J; Haig Ariyan Michael laquinta CC: Zb nek Kozelsky I; Mathew Negus Subject: ECM carve out to KCP client ICI Classification: Confidential ; Donald Summer Greetings, Caroline. Chip. Haig. Tazia and I discussed this case this morning. The proposal from Tazia is that Mr. Epstein would indicate for certain deals. and that he be allocated shares on these transactions from the "KCP allocation". You can see the history below. As this is the first such case, it is proposed that Mr. Epstein be allocated 50bps of the shares allocated to Wealth Management for the deals in which he participates? Do you agree, and will you kindly respond so that Mike laquinta and the rest of us are aware of this arrangentent? Please also let us know if you have questions or concerns. Best regards. —Josh Joshua Shoshan Director Markets Coverage Group Deutsche Bank Securities Inc. Private Wealth Management - Americas Private Client Senices 345 Park Ave. 26th Floor New York, NY 10154 Cell E-Fax 646 508 3499 Tazia Smith —Original Message -- Prom: Tazia Smith Sent: 12/13/2013 05:34 PM EST To: Joshua Shoshan Subject: Fw: [C] Classification: Confidential Hi Josh - Let's circle up on this on Monday and strategize the best solution. Let me know when works for you... Thanks! Tazia — Forwarded by Tazia Smith/db/dbcom on 12/13/2013 05:32 PM -- From: Caroline Kitidis/db/dbcom To: Tazia Smith/db/dbcom a DBAMERICAS. Cc: Paul Morris/db/dbcoma,DBAMERICAS Date: 12/13/2013 11:43 AM CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0121927 CONFIDENTIAL SDNY GM_00268111 EFTA01460576