EFTA Document EFTA01460806

Deutsche Bank does not render legal or tax advice, and the Information contained in this commune-aeon should not bo regarded as such. cab Securities offered through DWS Investments Distributors. Inc. ROT' To: Date Subject: Classification: Confidential 09716/2014 02.28 PM Update [CI All, Marc Schwartz, head of the Broad Family Office, called me a bit ago as a result of a phone call from PCS (see below). Liz had raised concerns to him about our internal politics. He asked me if it was "OK to have called me for the trade". You see, I had always told him that we could place the trade in the existing account and never had shared that it was a PCS account that would need to be moved, who would get "credit", or any of these internal battles. Prior to Liz's call, he just assumed we were one happy family. I reassured him that he need not concern himself with our internal politics and that we are all operating as a cohesive delivery model to serve his needs. I do not believe we should be air our laundry with our clients, especially burgeoning ones where significant new business might follow. I believe our new colleague, Lee Hutter, knows Marc well and can assist in resolving these issues within the month. I am happy to let it lie until then. I am sony we could not reach an amicable solution before the client was brought in to the fray. Kind regards, Cheryl Paller Oft Cheryl Paller Managing Director Deutsche Sank National That Company Asset and Wealth Management 2000 Avenue of the Stars. 9N Los A eles. CA. 90067 Tel. Fax Mobi Ems' --- Forwarded by Cheryl Pallor/db./deem on 09/16/2014 0 2.11 PM -- From: "Schmertz. Marc" To' Cheryl Palle( Date: 09716!201411: Subject: Re: Do you have everything you need from us? ICI CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 122352 CONFIDENTIAL SDNY_GM_00268536 EFTA01460806