EFTA Document EFTA01460988

USPB relationships by size tier - size tier in EUR - data in USD Row Labels # % of total Relationships relationships CBV Q1 2015 % total Revenue Q1 CBVs 2015 (USD) % of total Revenue REAL ESTATE FINANCE 1 0% 798,540 0% 998 0% BELLAS MICHAEL L 1 0% 797,466 0% 4,443 0% SILVERCREST ASSET M 1 0% 789,935 0% 6,370 0% SYSTEMATIC FINANCIA 1 0% 789,688 0% 5,211 0% OSBORNE MEDINA FERN 1 0% 787,865 0% 1,844 0% THOMAS C RUGG 1 0% 785,574 0% 362 0% REICH KEN 1 0% 783,487 0% 368 0% BAUMERT AILEEN 1 0% 782,999 0% 2,941 0% HACHE MARY ANN PARK 1 0% 779,427 0% 1,701 0% FLEISSIG CLIVE 1 0% 779,276 0% 3,185 0% EVANS MICHAEL 1 0% 776,857 0% 3,827 0% CHRISTOPHER EBERBAC 1 0% 776,250 0% 4,081 0% COLLINS BILL 1 0% 775,000 0% 0% HARMON JANE E 1 0% 774,999 0% 0% PHILLIPS RB 1 0% 773,501 0% 2,758 0% LEDNICKY MARIA 1 0% 773,030 0% 2,848 0% CHADBOURNE M 1 0% 769,185 0% 2,393 0% MARX JULIAN L 1 0% 768,863 0% 49 0% NUSSDORF FAMILY 1 0% 765,330 0% 1,238 0% NORTHERN WESTCH 1 0% 763,443 0% 2,283 0% BREUER ANDREA 1 0% 762,070 0% 2,109 0% MCDERMOTT W STANLEY 1 0% 758,113 0% 2,273 0% BAYBAKOV OLEG I 1 0% 756,811 0% 6,289 0% GREENBAUM FAMILY RE 1 0% 756,171 0% 498 0% NEEDHAM & CO 1 0% 755,974 0% 826 0% STEWART CP 1 0% 755,020 0% 2,675 0% GREWCOCK BRUCE 1 0% 754,692 0% 1,596 0% CLARKE ELSIE L 1 0% 754,113 0% 2,789 0% COOPER STEPHANIE 1 0% 752,405 0% 18 0% TEMIN DAVIA B 1 0% 751,767 0% 4,409 0% BURTON THOMAS 1 0% 750,862 0% 48 0% GUTKIN MELVYN 1 0% 750,442 0% 960 0% UTENDAHL JOHN 1 0% 750,002 0% 4,490 0% KRAFT ROB 1 0% 750,000 0% 1,893 0% EVANS FAMILY 1 0% 750,000 0% 4,958 0% ANDREW KELLERMAN 1 0% 750,000 0% 3,943 0% OWEN E&S 1 0% 750,000 0% 4,178 0% VILLENCY ROB 1 0% 750,000 0% 4,178 0% JOHN HUPALO 1 0% 750,000 0% 3,709 0% LABARBERA ANDREW 1 0% 745,848 0% 2,688 0% SOROKOLIT R&S 1 0% 745,785 0% - 0% DEBLASIO M&K 1 0% 744,629 0% 1,786 0% RODRIGUEZ LUIS 1 0% 742,207 0% 1,589 0% MACHADO PAMELA G 1 0% 738,301 0% 2,719 0% BARTON ANN 1 0% 735,854 0% 920 0% GRAFF BARBARA M 1 0% 734,203 0% 6 0% DAMSON BARRIE 1 0% 731,855 0% 1,309 0% SMITH WINTHROP H 1 0% 727,730 0% 2,665 0% MCDONAGH CHRISTOPHE 1 0% 725,010 0% (107) 0% DELL JOSEPH V 1 0% 724,906 0% 391 0% THE MARION L STEWAR 1 0% 719,323 0% 49 0% POLKE C&T 1 0% 719,220 0% 1,939 0% SCHERLING BRUCE D 1 0% 716,736 0% 2,284 0% KENNEDY MICHAEL 1 0% 716,176 0% 1,330 0% 35/57 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0122766 CONFIDENTIAL SDNY_GM_00268950 EFTA01460988