EFTA Document EFTA01460990

USPB relationships by size tier - size tier in EUR - data in USD Row Labels # % of total Relationships relationships CBV Q1 2015 % total Revenue Q1 CBVs 2015 (USD) % of total Revenue SHARP CHRISTOPHER C 1 0% 413,760 0% 770 0% COHEN ABRAHAM E 0% 413,524 0% 1 0% BOCK FRIEDA M 0% 412,628 0% 1,541 0% GRAHAM PACKAGING 0% 412,177 0% 515 0% MADURO DENIS B 0% 410,527 0% 1,544 0% RUBIN SYLVIA U 0% 410,343 0% 1,526 0% ECHTMAN IRWIN 0% 409,543 0% 1,028 0% JOHNSON BRYAN 0% 408,870 0% 0% JOHNSON HENRY 0% 406,426 0% 733 0% CASPY 0% 401,755 0% 862 0% EAGAN JUDITH A 0% 401,028 0% 31 0% OZF INVESTMENTS LLC 0% 400,000 0% 1,250 0% LEWY GLEN 0% 398,266 0% 1,043 0% CURTIS MAR 0% 397,702 0% 1,225 0% GOFFNEY TARA R 0% 397,502 0% 937 0% PALLADINO A&C 0% 397,363 0% 1,101 0% HAFT FANNIE B 0% 397,256 0% 1,183 0% BAYLIS ROBERT M 0% 396,490 0% 1,162 0% TRUYOL JOSE ED 0% 396,419 0% 644 0% WILSON KENDRICK 0% 396,005 0% 813 0% MANNING NATALIE 0% 395,776 0% 289 0% SOBEL CLIFFORD 0% 394,648 0% 33 0% JOHNSTON OSWALD L 0% 394,516 0% 1,180 0% PROUD JAMES 0% 393,214 0% 17 0% DEHAAS PETER H 0% 391,826 0% 9,379 0% SMALL RB 0% 389,429 0% 353 0% WETZEL FAMILY 0% 389,383 0% 3,485 0% PATTERSON KA 0% 385,915 0% 3,170 0% STAPPER & VAN DOREN 0% 384,890 0% 853 0% WILSON SHARI T 0% 384,547 0% 21 0% STROHL LOW 0% 384,318 0% 1,134 0% FRIED FRANK HAR 0% 381,993 0% 77 0% BROWN FLORENCE L 0% 381,174 0% 1 0% ZOLLINHOFER 0% 381,169 0% 1,159 0% WRIGHT INVESTORS' S 0% 380,000 0% 2,609 0% WILLIAMS CHAUNCEY L 0% 378,691 0% 19 0% BILLIG GAI 0% 376,071 0% 1,045 0% JOHNSON DA 0% 374,627 0% 14 0% ETTINGER H 0% 373,295 0% 1,040 0% SEMEL NATHANIEL T 0% 372,290 0% 22 0% FUHRMANN KENT 0% 371,054 0% 919 0% RIDDELL J 0% 370,800 0% 130 0% SCHULTE DAVID A 0% 368,602 0% 1,949 0% RUSSEK CHARLOTTE 0% 366,399 0% 130 0% ELLIS ROY A 0% 366,071 0% 669 0% ROSEN ABY 0% 363,199 0% 588 0% TASSAN-SOLET MASSIM 0% 361,773 0% 0 0% RAK DEVELOPMENT 0% 361,392 0% 572 0% MARSHI FAMILY TRUST 0% 360,317 0% 16 0% HEALY MAY M 0% 359,301 0% 1,082 0% AHUJA ANILESH 0% 359,124 0% 22 0% LAUB LILY 0% 358,649 0% 109 0% LOCKE R CHESTER 0% 358,540 0% 365 0% LOUCHHEIM FRANCES A 0% 357,653 0% 1,090 0% 40/57 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL SDNY_GM_00268955 DB-SDNY-0 122771 EFTA01460990