EFTA Document EFTA01460999

USPB relationships by size tier - size tier in EUR - data in USD Row Labels # % of total Relationships relationships CBV Q1 2015 % total Revenue O1 CBVs 2015 (USD) % of total Revenue BAXTER PROPERTY 1 0% 18,623 0% 629 0% MACDONALD RL 1 0% 18,442 0% 2,292 0% COLEMAN ALVIN 1 0% 18,154 0% 42 0% KATZ STAN&MAR 1 0% 17,254 0% 39 0% NOLTE RC 1 0% 17,203 0% 8 0% KONSTAM DOMINIC 1 0% 16,667 0% 16 0% LAMPERT EDWARD 1 0% 16,397 0% 29 0% WESTHOFF MARK 1 0% 16,256 0% 100 0% SIEGMUND FREDERICK 1 0% 16,033 0% 55 0% CASEY MARILYN 1 0% 15,983 0% 1 0% COBLENCE & WARN 1 0% 15,180 0% 26 0% STOLZ/GREENFIELD 1 0% 14,974 0% 9 0% HEYACA MICHEL 1 0% 14,813 0% 34 0% TANNER HAR 1 0% 14,405 0% 1,946 0% ANDREN KARL G 1 0% 14,101 0% 25 0% HARWICH D&W 1 0% 13,853 0% 29 0% MCCOY DL 1 0% 13,355 0% 34 0% FRIEDMAN ROB 1 0% 13,338 0% 44 0% MULHOLLAND DAN 1 0% 12,978 0% 73 0% ROWLAND HERBERT 1 0% 12,702 0% 29 0% GOTTLIEB JAY 1 0% 12,643 0% 388 0% FELD LEONARD B 1 0% 12,533 0% 29 0% PIERCE NANCY 1 0% 12,459 0% 24 0% STURSBERG JULIUS H 1 0% 11,889 0% 15 0% CARDENAS DANIEL 1 0% 11,685 0% 0% SOLAR R&S 1 0% 11,584 0% 26 0% SCHULTZE GERALD J 1 0% 11,515 0% 2,689 0% FLYNN JAMES T 1 0% 11,281 0% 63 0% TODD CARON 1 0% 11,232 0% 30 0% CUTAIA RORY 1 0% 11,196 0% 26 0% LEONE BIEN-AIME 1 0% 10,890 0% 25 0% FAUST RABBACH STANG 1 0% 10,812 0% 60 0% DECCAN 1 0% 10,663 0% 551,991 1% WILLIAMS LOIS K 1 0% 10,654 0% 13 0% ARONAUER JOSEPH 1 0% 10,475 0% 21 0% SOENEN DON 1 0% 10,455 0% 11 0% BROWN MICHAEL D 1 0% 10,429 0% 0% HILLWOOD DEVELOPMEN 1 0% 10,220 0% 19 0% NEU RICHARD 1 0% 9,801 0% 18 0% YOUNG DENNISON 1 0% 9,710 0% 23 0% BURGESS THERESA 1 0% 9,571 0% 10 0% HOLYOKE 1 0% 9,555 0% 80 0% HOAGLAND LW 1 0% 9,438 0% 142 0% PHIPPS RICHARD H 1 0% 9,411 0% 26 0% EVANS FAMILY 1 0% 9,277 0% 10,795 0% WHITNEY MANAGEMENT 1 0% 8,770 0% 11 0% SALVATORE RANDALL M 1 0% 8,682 0% 14 0% SMEDRESMAN E&S 1 0% 8,585 0% 46 0% KNAPP GEORGE OWEN 1 0% 8,240 0% 17 0% ROBINSON S 1 0% 8,225 0% 18 0% LOWENTHAL LANDA 1 0% 8,187 0% 14 0% RHODES ROBERT 1 0% 8,021 0% 33 0% DIOUF JACQUES 1 0% 7,775 0% 17 0% ARYEH FAMILY 1 0% 7,702 0% 10 0% 49/57 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 122780 CONFIDENTIAL SDNY_GM_00268964 EFTA01460999